David Shaw, financial advisor Yuba City CA

David Shaw

CRD Number: 5042178
Current Firm: Avantax Advisory Services

David Shaw (CRD# 5042178) is an Investment Advisor Representative working at Avantax Advisory Services in Yuba City, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
S G Ranch LLC Yuba City, CA Sep 2020 - Current 1
S G Ranch LLC Yuba City, CA Sep 2020 - Current 1
City Of Yuba City Yuba City, CA Dec 2018 - Current 3
Avantax Insurance Services, LLC Yuba City, CA Nov 2016 - Current 5
Meyer Bookkeeping & Tax Service Inc. Yuba City, CA Nov 2010 - Current 11
Avantax Advisory Services Yuba City, CA Jan 2010 - Current 11
Avantax Investment Services, Inc. Yuba City, CA Sep 2005 - Current 16
Meyer Bookkeeping & Tax Service Inc. Dba Shaw & Assc. Yuba City, CA Dec 1992 - Current 29
Shaw & Associates Yuba City, CA Dec 1992 - Current 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2005
S65 NASAA Investment Advisors Law Examination Dec 2009
Contact Info for David A. Shaw
Phone Number: 972-870-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    30,249
    MILLIONS
  • Total Number of Accounts
    99,251
    ACCOUNTS
  • Average Account Value
    $304,777
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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