Adrian Elder (CRD# 5424829) is an Investment Advisor Representative working at Cwm, LLC in Yuma, AZ and has over 16 years of experience in the finance industry. Adrian Elder has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 170
Mutual Of Omaha Investor Services, Inc.
CRD# 2791775
Lpl Financial LLC
CRD# 6885061
Cwm, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cwm, LLC | Omaha, NE | Nov 2019 - Current | 4 |
| Yuma Investment Group | Yuma, AZ | Nov 2019 - Current | 4 |
| Private Advisor Group, LLC | Yuma, AZ | Jan 2018 - Nov 2019 | 1 |
| Lpl Financial LLC | Yuma, AZ | Nov 2010 - Nov 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2011 |
- AZ
- TX
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Total Assets Under Management26,774MILLIONS
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Total Number of Accounts110,327ACCOUNTS
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Average Account Value$242,682
- A percentage of assets under your management
- Hourly charges
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- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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