Hector MoralesCRD Number: 6157180
Current Firm: Bedrock Investment Advisors
Hector Morales (CRD# 6157180) is an Investment Advisor Representative working at Bedrock Investment Advisors in Yuma, AZ and has over 3 years of experience in the finance industry.
J.p. Morgan Securities LLC
Securian Financial Services, Inc.
|Bedrock Investment Advisors, LLC||Scottsdale, AZ||Oct 2015 - Current||1|
|Lpl Financial LLC||Yuma, AZ||Feb 2013 - Current||3|
|Unemployed||Las Vegas, NV||Dec 2012 - Feb 2013||< 1|
|University Of Nevada Las Vegas||Las Vegas, NV||Jan 2011 - Dec 2012||1|
|College Of Southern Nevada||Las Vegas, NV||Jan 2009 - Dec 2010||1|
|Unemployed||Las Vegas, NV||Jun 2008 - Jan 2009||< 1|
|Friendly Ford||Las Vegas, NV||Feb 2007 - Jun 2008||1|
|Integrity Chrysler/jeep/dodge||Las Vegas, NV||May 2005 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management31MILLIONS
Total Number of Accounts143ACCOUNTS
Average Account Value$215,998
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, KS, LA, MO, NE, TX
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