James Rogan, financial advisor Zelienople PA

James Rogan

CRD Number: 1180646
Current Firm: Financial Management Strategies, Inc.

James Rogan (CRD# 1180646) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Zelienople, PA and has over 37 years of experience in the finance industry.

Similar Advisors
James Greno, financial advisor Zelienople PA
James R. Greno
CRD# 3221992
Cetera Investment Advisers LLC
Similar Advisors
C. Ellis, financial advisor Zelienople PA
C. S. Ellis
CRD# 1549189
Centauri Advisory Group, Inc.
Similar Advisors
Marybeth Abbiatici, financial advisor Zelienople PA
Marybeth Abbiatici
CRD# 1498908
Robert W. Baird & Company Incorporated
Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jul 2015 - Current 8
Financial Management Strategies, Inc. Valley View, OH Jul 2015 - Current 8
Cranberry Highlands Golf Course Cranberry Township, PA May 2009 - Current 14
Lincoln Investment Wexford, PA Aug 2010 - Jul 2015 4
Great American Advisors Cincinnati, OH Dec 2009 - Jul 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1987
S66 NASAA Uniform Combined State Law Examination Nov 2002
Contact Info for James V. Rogan
Phone Number: 216-642-1099
Registered State(s):
  • FL
  • NV
  • PA
By the Numbers
  • Total Assets Under Management
    522
    MILLIONS
  • Total Number of Accounts
    1,630
    ACCOUNTS
  • Average Account Value
    $320,436
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, FL, GA, IN, MI, NC, NH, NV, OH, PA, SC, TX, WA, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.