A & I Financial Services, LLC

A & I Financial Services, LLC (CRD# 148357) is a financial advisory firm headquartered in Englewood, CO. They manage $150,543,575 in 1,212 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    151
    MILLION
  • Total Number of Accounts
    1,212
    ACCOUNTS
  • Average Account Value
    $124,211
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, NE, TX

Financial Advisors at A & I Financial Services, LLC
Showing 1 - 8 of 8 top financial advisors.
1
Judson E. Cass
CRD#: 4366653
9800 Mt. Pyramid Court, #450, Englewood, CO 80112
96
Wealthminder
score

Judson Cass (CRD# 4366653) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 15 years of experience in the finance industry. Judson Cass has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Clayton J. Shearer
CRD#: 4846068
9800 Mt. Pyramid Court, #450, Englewood, CO 80112
96
Wealthminder
score

Clayton Shearer (CRD# 4846068) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 10 years of experience in the finance industry. Clayton Shearer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Robert S. Eberhardt
CRD#: 4758777
9800 Mt. Pyramid Court Suite 450, Englewood, CO 80112
93
Wealthminder
score

Robert Eberhardt (CRD# 4758777) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 12 years of experience in the finance industry.

4
Stacey K. Frank
CRD#: 5055901
9780 Mt. Pyramid Court, Suite 130, Englewood, CO 80112
93
Wealthminder
score

Stacey Frank (CRD# 5055901) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 7 years of experience in the finance industry.

5
Stacie Lee
CRD#: 5236123
9780 Mt. Pyramid Court, Suite 130, Englewood, CO 80112
93
Wealthminder
score

Stacie Lee (CRD# 5236123) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 7 years of experience in the finance industry.

6
Julie C. Morgan
CRD#: 4442645
9780 Mt. Pyramid Court, Suite 130, Englewood, CO 80112
93
Wealthminder
score

Julie Morgan (CRD# 4442645) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 11 years of experience in the finance industry.

7
Francois Giguere
CRD#: 6382162
9800 Mt. Pyramid Court, #450, Englewood, CO 80112
88
Wealthminder
score

Francois Giguere (CRD# 6382162) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 2 years of experience in the finance industry.

8
Karl F. Frank
CRD#: 4769985
9780 Mt. Pyramid Ct, Ste 130, Englewood, CO 80112
86
Wealthminder
score

Karl Frank (CRD# 4769985) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 12 years of experience in the finance industry. Karl Frank has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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