A & I Financial Services, LLC

A & I Financial Services, LLC (CRD# 148357) is a financial advisory firm headquartered in Englewood, CO. They manage $455,902,748 in 1,843 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    456
    MILLION
  • Total Number of Accounts
    1,843
    ACCOUNTS
  • Average Account Value
    $247,370
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, MI, NE, OR, TX, WA, WY

Financial Advisors at A & I Financial Services, LLC
Showing 1 - 8 of 8 top financial advisors.
1
Judson E. Cass
CRD#: 4366653
9800 Mt. Pyramid Court, #450, Englewood, CO 80112

Judson Cass (CRD# 4366653) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 20 years of experience in the finance industry. Judson Cass has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Stacey K. Frank
CRD#: 5055901
9800 Mt. Pyramid Court, Suite 450, Englewood, CO 80112

Stacey Frank (CRD# 5055901) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 13 years of experience in the finance industry.

3
Francois Giguere
CRD#: 6382162
9800 Mt. Pyramid Court, #450, Englewood, CO 80112

Francois Giguere (CRD# 6382162) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 7 years of experience in the finance industry. Francois Giguere has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Peter F. Lengsfeld
CRD#: 2602766
9800 Mt. Pyramid Court, #450, Englewood, CO 80112

Peter Lengsfeld (CRD# 2602766) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 27 years of experience in the finance industry. Peter Lengsfeld has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Marla A. Mason
CRD#: 4663035
9800 Mt. Pyramid Court, #450, Englewood, CO 80112

Marla Mason (CRD# 4663035) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 19 years of experience in the finance industry. Marla Mason has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Julie C. Morgan
CRD#: 4442645
9800 Mt. Pyramid Court, Suite 450, Englewood, CO 80112

Julie Morgan (CRD# 4442645) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 17 years of experience in the finance industry.

7
Virginia H. Wu
CRD#: 6386780
9800 Mt. Pyramid Court, Suite 450, Englewood, CO 80112

Virginia Wu (CRD# 6386780) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has over 7 years of experience in the finance industry. Virginia Wu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Sharon A. Gaspar
CRD#: 5594828
9800 Mt. Pyramid Court, Suite 450, Englewood, CO 80112

Sharon Gaspar (CRD# 5594828) is an Investment Advisor Representative working at A & I Financial Services, LLC in Englewood, CO and has 1 year of experience in the finance industry.

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