Alliance Advisory & Securities, Inc.

Alliance Advisory & Securities, Inc. (CRD# 18835) is a financial advisory firm headquartered in Westlake Village, CA. They manage $198,600,138 in 1,353 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    199
    MILLION
  • Total Number of Accounts
    1,353
    ACCOUNTS
  • Average Account Value
    $146,785
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, TX, WA

Financial Advisors at Alliance Advisory & Securities, Inc.
Showing 1 - 10 of 12 top financial advisors.
1
Hoby D. Pearce
CRD#: 4353948
3390 Auto Mall Drive, Westlake Village, CA 91362
96
Wealthminder
score

Hoby Pearce (CRD# 4353948) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 15 years of experience in the finance industry. Hoby Pearce has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Randall P. Sanada
CRD#: 409938
3390 Auto Mall Drive, Westlake Village, CA 91362
96
Wealthminder
score

Randall Sanada (CRD# 409938) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 28 years of experience in the finance industry. Randall Sanada has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Randall P. Sanada
CRD#: 2785856
3390 Auto Mall Drive, Westlake Village, CA 91362
96
Wealthminder
score

Randall Sanada (CRD# 2785856) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 20 years of experience in the finance industry. Randall Sanada has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Sandra L. Bublitz
CRD#: 1088758
3390 Auto Mall Drive, Westlake Village, CA 91362
93
Wealthminder
score

Sandra Bublitz (CRD# 1088758) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 18 years of experience in the finance industry.

5
Lee H. Falberg
CRD#: 4727606
3390 Auto Mall Drive, Westlake Village, CA 91362
93
Wealthminder
score

Lee Falberg (CRD# 4727606) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 14 years of experience in the finance industry.

6
Jeffrey T. Garagliano
CRD#: 3208095
3390 Auto Mall Drive, Westlake Village, CA 91362
93
Wealthminder
score

Jeffrey Garagliano (CRD# 3208095) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 17 years of experience in the finance industry.

7
Patrick K. McIlrath
CRD#: 2359351
3390 Auto Mall Drive, Westlake Village, CA 91362
93
Wealthminder
score

Patrick McIlrath (CRD# 2359351) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 23 years of experience in the finance industry.

8
Jon A. Rehurek
CRD#: 2785760
3390 Auto Mall Drive, Westlake Village, CA 91362
93
Wealthminder
score

Jon Rehurek (CRD# 2785760) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has over 20 years of experience in the finance industry.

9
Adam F. Mirza
CRD#: 6393748
3390 Auto Mall Drive, Westlake Village, CA 91362
88
Wealthminder
score

Adam Mirza (CRD# 6393748) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has 1 year of experience in the finance industry.

10
Alexander F. Groh
CRD#: 6270271
3390 Auto Mall Drive, Westlake Village, CA 91362
87
Wealthminder
score

Alexander Groh (CRD# 6270271) is an Investment Advisor Representative working at Alliance Advisory & Securities, Inc. in Westlake Village, CA and has 1 year of experience in the finance industry.

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