Anchor Bay Capital, Inc.

Anchor Bay Capital, Inc. (CRD# 116913) is a financial advisory firm headquartered in Carlsbad, CA. They manage $102,000,000 in 305 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    102
    MILLION
  • Total Number of Accounts
    305
    ACCOUNTS
  • Average Account Value
    $334,426
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, UT, WA

Financial Advisors at Anchor Bay Capital, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Sean M. O'connor
CRD#: 5597519
5780 Fleet St., Suite 308, Carlsbad, CA 92008
96
Wealthminder
score

Sean O'connor (CRD# 5597519) is an Investment Advisor Representative working at Anchor Bay Capital, Inc. in Carlsbad, CA and has over 8 years of experience in the finance industry. Sean O'connor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jeran S. Van Alfen
CRD#: 4800106
5780 Fleet St., Suite 308, Carlsbad, CA 92008
96
Wealthminder
score

Jeran Van Alfen (CRD# 4800106) is an Investment Advisor Representative working at Anchor Bay Capital, Inc. in Carlsbad, CA and has over 13 years of experience in the finance industry. Jeran Van Alfen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Scott Spiering
CRD#: 1828899
5780 Fleet St., Suite 308, Carlsbad, CA 92008
83
Wealthminder
score

Scott Spiering (CRD# 1828899) is an Investment Advisor Representative working at Anchor Bay Capital, Inc. in Carlsbad, CA and has over 29 years of experience in the finance industry.

4
Timothy J. Lackey
CRD#: 4538907
5780 Fleet St., Suite 308, Carlsbad, CA 92008
73
Wealthminder
score

Timothy Lackey (CRD# 4538907) is an Investment Advisor Representative working at Anchor Bay Capital, Inc. in Carlsbad, CA and has over 15 years of experience in the finance industry.

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