Appropriate Balance Financial Services Inc.

Appropriate Balance Financial Services Inc. (CRD# 105458) is a financial advisory firm headquartered in Bellevue, WA. They manage $306,600,000 in 905 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    307
    MILLION
  • Total Number of Accounts
    905
    ACCOUNTS
  • Average Account Value
    $338,785
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, DC, FL, ID, IL, OR, PA, TX, WA

Financial Advisors at Appropriate Balance Financial Services Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Mary Ann M. Ferreira
CRD#: 704062
11245 Se 6th Street, Suite 210, Bellevue, WA 98004
96
Wealthminder
score

Mary Ann Ferreira (CRD# 704062) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 13 years of experience in the finance industry. Mary Ann Ferreira has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Mark D. Jaeger
CRD#: 1308398
11245 Se 6th Street, Suite 210, Bellevue, WA 98004
96
Wealthminder
score

Mark Jaeger (CRD# 1308398) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 14 years of experience in the finance industry. Mark Jaeger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Reginald I. Tilley
CRD#: 1066561
11245 Se 6th Street, Suite 210, Bellevue, WA 98004
96
Wealthminder
score

Reginald Tilley (CRD# 1066561) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 34 years of experience in the finance industry. Reginald Tilley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Robert M. Pennell
CRD#: 872802
11245 Se 6th Street, Suite 210, Suite 910, Bellevue, WA 98004
93
Wealthminder
score

Robert Pennell (CRD# 872802) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 34 years of experience in the finance industry.

5
Bruce M. Yates
CRD#: 874023
11245 Se 6th Street, Suite 210, Bellevue, WA 98004
93
Wealthminder
score

Bruce Yates (CRD# 874023) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 33 years of experience in the finance industry.

6
Brian A. Johnson
CRD#: 5945411
11245 Se 6th Street, Suite 210, Bellevue, WA 98004
90
Wealthminder
score

Brian Johnson (CRD# 5945411) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 4 years of experience in the finance industry.

7
Douglas B. Custer
CRD#: 2423737
11245 Se 6th Street, Suite 210, Bellevue, WA 98004
86
Wealthminder
score

Douglas Custer (CRD# 2423737) is an Investment Advisor Representative working at Appropriate Balance Financial Services Inc. in Bellevue, WA and has over 22 years of experience in the finance industry. Douglas Custer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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