Apriem Advisors

Apriem Advisors (CRD# 108188) is a financial advisory firm headquartered in Irvine, CA. They manage $431,124,595 in 1,473 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    431
    MILLION
  • Total Number of Accounts
    1,473
    ACCOUNTS
  • Average Account Value
    $292,685
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, ID, NH, NV, NY, TX, WA

Financial Advisors at Apriem Advisors
Showing 1 - 8 of 8 top financial advisors.
1
William N. Pugh
CRD#: 4855771
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
96
Wealthminder
score

William Pugh (CRD# 4855771) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 12 years of experience in the finance industry. William Pugh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Rhonda L. Ducote
CRD#: 2596569
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Rhonda Ducote (CRD# 2596569) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 19 years of experience in the finance industry.

3
Mark K. Iwamoto
CRD#: 1503317
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Mark Iwamoto (CRD# 1503317) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 28 years of experience in the finance industry.

4
Megan C. Pierpont
CRD#: 2833017
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Megan Pierpont (CRD# 2833017) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 19 years of experience in the finance industry.

5
Landon M. Yoshida
CRD#: 4437118
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Landon Yoshida (CRD# 4437118) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 12 years of experience in the finance industry.

6
Jennifer S. Necir
CRD#: 5356979
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
90
Wealthminder
score

Jennifer Necir (CRD# 5356979) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has 1 year of experience in the finance industry.

7
Harmon A. Kong
CRD#: 1912783
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
71
Wealthminder
score

Harmon Kong (CRD# 1912783) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 27 years of experience in the finance industry. Harmon Kong has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Benjamin C. Lau
CRD#: 3171887
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
61
Wealthminder
score

Benjamin Lau (CRD# 3171887) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 17 years of experience in the finance industry.

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