Apriem Advisors

Apriem Advisors (CRD# 108188) is a financial advisory firm headquartered in Irvine, CA. They manage $431,124,595 in 1,473 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    431
    MILLION
  • Total Number of Accounts
    1,473
    ACCOUNTS
  • Average Account Value
    $292,685
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, ID, NH, NV, NY, TX, WA

Financial Advisors at Apriem Advisors
Showing 1 - 8 of 8 top financial advisors.
1
William N. Pugh
CRD#: 4855771
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
96
Wealthminder
score

William Pugh (CRD# 4855771) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 12 years of experience in the finance industry. William Pugh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Rhonda L. Ducote
CRD#: 2596569
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Rhonda Ducote (CRD# 2596569) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 20 years of experience in the finance industry.

3
Mark K. Iwamoto
CRD#: 1503317
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Mark Iwamoto (CRD# 1503317) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 29 years of experience in the finance industry.

4
Megan C. Pierpont
CRD#: 2833017
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Megan Pierpont (CRD# 2833017) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 20 years of experience in the finance industry.

5
Landon M. Yoshida
CRD#: 4437118
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
93
Wealthminder
score

Landon Yoshida (CRD# 4437118) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 13 years of experience in the finance industry.

6
Jennifer S. Necir
CRD#: 5356979
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
90
Wealthminder
score

Jennifer Necir (CRD# 5356979) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has 1 year of experience in the finance industry.

7
Harmon A. Kong
CRD#: 1912783
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
71
Wealthminder
score

Harmon Kong (CRD# 1912783) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 27 years of experience in the finance industry. Harmon Kong has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Benjamin C. Lau
CRD#: 3171887
19200 Von Karman Avenue, Suite 1050, Irvine, CA 92612
61
Wealthminder
score

Benjamin Lau (CRD# 3171887) is an Investment Advisor Representative working at Apriem Advisors in Irvine, CA and has over 18 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.