Arlen Capital, LLC

Arlen Capital, LLC (CRD# 118113) is a financial advisory firm headquartered in Warwick, RI. They manage $306,872,815 in 687 accounts and serve the financial needs of clients across 11 states (or territories).

By the Numbers
  • Total Assets Under Management
    307
    MILLION
  • Total Number of Accounts
    687
    ACCOUNTS
  • Average Account Value
    $446,685
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CT, FL, LA, MA, NC, NH, NY, RI, SC, TX, VA

Financial Advisors at Arlen Capital, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Frank P. McGoff
CRD#: 865966
117 Metro Center Boulevard, Suite 2006, Warwick, RI 02886

Frank McGoff (CRD# 865966) is an Investment Advisor Representative working at Arlen Capital, LLC in Warwick, RI and has over 25 years of experience in the finance industry.

2
David A. Nabb
CRD#: 5174911
117 Metro Center Boulevard, Suite 2006, Warwick, RI 02886

David Nabb (CRD# 5174911) is an Investment Advisor Representative working at Arlen Capital, LLC in Warwick, RI and has over 17 years of experience in the finance industry.

3
Adam M. Sullivan
CRD#: 4901150
117 Metro Center Boulevard, Suite 2006, Warwick, RI 02886

Adam Sullivan (CRD# 4901150) is an Investment Advisor Representative working at Arlen Capital, LLC in Warwick, RI and has over 18 years of experience in the finance industry.

4
Peter A. Sullivan
CRD#: 828191
117 Metro Center Boulevard, Suite 2006, Warwick, RI 02886

Peter Sullivan (CRD# 828191) is an Investment Advisor Representative working at Arlen Capital, LLC in Warwick, RI and has over 40 years of experience in the finance industry.

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