Asa Advisors, Inc.

Asa Advisors, Inc. (CRD# 170898) is a financial advisory firm headquartered in Saint Louis, MO. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Asa Advisors, Inc.
Showing 1 - 1 of 1 top financial advisors.
Alan M. Smith
CRD#: 1580404
132 W Washington Ave, Suite 200, Saint Louis, MO 63122
Alan Smith (CRD# 1580404) is an Investment Advisor Representative working at Asa Advisors, Inc. in Saint Louis, MO and has over 29 years of experience in the finance industry. Alan Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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