Aspen Financial Management, Inc.

Aspen Financial Management, Inc. (CRD# 116149) is a financial advisory firm headquartered in Angel Fire, NM. They manage $23,538,341 in 611 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    24
    MILLION
  • Total Number of Accounts
    611
    ACCOUNTS
  • Average Account Value
    $38,524
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, KY, NM, TX

Financial Advisors at Aspen Financial Management, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Laurence A. Parnes
CRD#: 1625354
Fernley, NV
96
Wealthminder
score

Laurence Parnes (CRD# 1625354) is an Investment Advisor Representative working at Aspen Financial Management, Inc. in Fernley, NV and has over 20 years of experience in the finance industry. Laurence Parnes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Dilish C. Dudhia
CRD#: 2948273
Arlington, TX
93
Wealthminder
score

Dilish Dudhia (CRD# 2948273) is an Investment Advisor Representative working at Aspen Financial Management, Inc. in Arlington, TX and has over 20 years of experience in the finance industry.

3
Joseph A. Hayworth
CRD#: 4254579
Angel Fire, NM
93
Wealthminder
score

Joseph Hayworth (CRD# 4254579) is an Investment Advisor Representative working at Aspen Financial Management, Inc. in Angel Fire, NM and has over 16 years of experience in the finance industry.

4
Alan R. Kepfer
CRD#: 1869887
Angel Fire, NM
93
Wealthminder
score

Alan Kepfer (CRD# 1869887) is an Investment Advisor Representative working at Aspen Financial Management, Inc. in Angel Fire, NM and has over 20 years of experience in the finance industry.

5
Gerald B. Becker
CRD#: 2964210
Angel Fire, NM
83
Wealthminder
score

Gerald Becker (CRD# 2964210) is an Investment Advisor Representative working at Aspen Financial Management, Inc. in Angel Fire, NM and has over 20 years of experience in the finance industry.

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