Asset One LLC

Asset One LLC (CRD# 106276) is a financial advisory firm headquartered in Greenwood Village, CO. They manage $397,302,660 in 1,790 accounts and serve the financial needs of clients across 14 states (or territories).

By the Numbers
  • Total Assets Under Management
    397
    MILLION
  • Total Number of Accounts
    1,790
    ACCOUNTS
  • Average Account Value
    $221,957
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Market timing services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, GA, KS, LA, MO, MS, NM, NY, OR, TN, TX

Financial Advisors at Asset One LLC
Showing 1 - 10 of 10 top financial advisors.
1
Josephine E. Buck
CRD#: 2887883
5655 S. Yosemite Street, Suite - 450, Greenwood Village, CO 80111
96
Wealthminder
score

Josephine Buck (CRD# 2887883) is an Investment Advisor Representative working at Asset One LLC in Greenwood Village, CO and has over 20 years of experience in the finance industry. Josephine Buck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Pamela O. Dumonceau
CRD#: 1291675
5655 S. Yosemite Street, Suite - 450, Greenwood Village, CO 80111
93
Wealthminder
score

Pamela Dumonceau (CRD# 1291675) is an Investment Advisor Representative working at Asset One LLC in Greenwood Village, CO and has over 29 years of experience in the finance industry.

3
Richard H. Greene
CRD#: 5892116
1120 North Causeway Blvd, Suite 4, Mandeville, LA 70471
93
Wealthminder
score

Richard Greene (CRD# 5892116) is an Investment Advisor Representative working at Asset One LLC in Mandeville, LA and has over 6 years of experience in the finance industry. Richard Greene has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Anne Headlee
CRD#: 1306274
5655 S. Yosemite Street, Suite - 450, Greenwood Village, CO 80111
93
Wealthminder
score

Anne Headlee (CRD# 1306274) is an Investment Advisor Representative working at Asset One LLC in Greenwood Village, CO and has over 32 years of experience in the finance industry.

5
Charles H. McLoughlin
CRD#: 2452345
1120 N. Causway Glvd, Suite 4, Mandeville, LA 70471
93
Wealthminder
score

Charles McLoughlin (CRD# 2452345) is an Investment Advisor Representative working at Asset One LLC in Mandeville, LA and has over 20 years of experience in the finance industry.

6
Reginald F. Muggley
CRD#: 2126258
25211 Grogans Mill Road, S-280, The Woodlands, TX 77380
93
Wealthminder
score

Reginald Muggley (CRD# 2126258) is an Investment Advisor Representative working at Asset One LLC in The Woodlands, TX and has over 26 years of experience in the finance industry.

7
Nancy K. Rinker
CRD#: 1833121
5655 S. Yosemite Street, Suite - 450, Greenwood Village, CO 80111
93
Wealthminder
score

Nancy Rinker (CRD# 1833121) is an Investment Advisor Representative working at Asset One LLC in Greenwood Village, CO and has over 26 years of experience in the finance industry.

8
Frank P. Auderer
CRD#: 2390736
1120 North Causeway Blvd, Suite 4, Mandeville, LA 70471
89
Wealthminder
score

Frank Auderer (CRD# 2390736) is an Investment Advisor Representative working at Asset One LLC in Mandeville, LA and has over 3 years of experience in the finance industry.

9
Porter R. Landreth
CRD#: 301569
5655 S. Yosemite Street, Suite - 450, Greenwood Village, CO 80111
86
Wealthminder
score

Porter Landreth (CRD# 301569) is an Investment Advisor Representative working at Asset One LLC in Greenwood Village, CO and has over 33 years of experience in the finance industry.

10
Joseph J. Vizzini
CRD#: 1306885
1120 N. Causway Blvd, Suite. 4, Mandeville, LA 70471
66
Wealthminder
score

Joseph Vizzini (CRD# 1306885) is an Investment Advisor Representative working at Asset One LLC in Mandeville, LA and has over 31 years of experience in the finance industry. Joseph Vizzini has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.