Astor Investment Management LLC

Astor Investment Management LLC (CRD# 169679) is a financial advisory firm headquartered in Chicago, IL. They manage $622,073,225 in 1,706 accounts and serve the financial needs of clients across 37 states (or territories).

By the Numbers
  • Total Assets Under Management
    622
    MILLION
  • Total Number of Accounts
    1,706
    ACCOUNTS
  • Average Account Value
    $364,638
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, ND, NE, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

Financial Advisors at Astor Investment Management LLC
Showing 1 - 10 of 14 top financial advisors.
1
Robert L. Hernandez
CRD#: 5319372
Franklin, TN
93
Wealthminder
score

Robert Hernandez (CRD# 5319372) is an Investment Advisor Representative working at Astor Investment Management LLC in Franklin, TN and has over 10 years of experience in the finance industry.

2
Matthew H. Johnson
CRD#: 3246314
San Ramon, CA
93
Wealthminder
score

Matthew Johnson (CRD# 3246314) is an Investment Advisor Representative working at Astor Investment Management LLC in San Ramon, CA and has over 18 years of experience in the finance industry.

3
Bryan M. Novak
CRD#: 4399781
111 S Wacker Drive, Suite 3950, Chicago, IL 60606
93
Wealthminder
score

Bryan Novak (CRD# 4399781) is an Investment Advisor Representative working at Astor Investment Management LLC in Chicago, IL and has over 16 years of experience in the finance industry.

4
Thomas V. Reid
CRD#: 2779975
Boca Raton, FL
93
Wealthminder
score

Thomas Reid (CRD# 2779975) is an Investment Advisor Representative working at Astor Investment Management LLC in Boca Raton, FL and has over 9 years of experience in the finance industry.

5
Keith A. Schlingheyde
CRD#: 2695601
Fairfield, CT
93
Wealthminder
score

Keith Schlingheyde (CRD# 2695601) is an Investment Advisor Representative working at Astor Investment Management LLC in Fairfield, CT and has over 21 years of experience in the finance industry.

6
Robert N. Stein
CRD#: 2170171
111 S Wacker Drive, Suite 3950, Chicago, IL 60606
93
Wealthminder
score

Robert Stein (CRD# 2170171) is an Investment Advisor Representative working at Astor Investment Management LLC in Chicago, IL and has over 21 years of experience in the finance industry.

7
Jason S. Swedo
CRD#: 4336671
111 S Wacker Drive, Suite 3950, Chicago, IL 60606
93
Wealthminder
score

Jason Swedo (CRD# 4336671) is an Investment Advisor Representative working at Astor Investment Management LLC in Chicago, IL and has over 16 years of experience in the finance industry.

8
Scott A. Thomas
CRD#: 5635745
111 S Wacker Drive, Suite 3950, Chicago, IL 60606
93
Wealthminder
score

Scott Thomas (CRD# 5635745) is an Investment Advisor Representative working at Astor Investment Management LLC in Chicago, IL and has over 9 years of experience in the finance industry.

9
Brandon M. Balazi
CRD#: 6045024
111 S Wacker Drive, Suite 3950, Chicago, IL 60606
90
Wealthminder
score

Brandon Balazi (CRD# 6045024) is an Investment Advisor Representative working at Astor Investment Management LLC in Chicago, IL and has over 4 years of experience in the finance industry.

10
Brian T. Durbin
CRD#: 5348120
111 S Wacker Drive, Suite 3950, Chicago, IL 60606
90
Wealthminder
score

Brian Durbin (CRD# 5348120) is an Investment Advisor Representative working at Astor Investment Management LLC in Chicago, IL and has over 6 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.