At Investment Advisers, Inc.

At Investment Advisers, Inc. (CRD# 109644) is a financial advisory firm headquartered in Chicago, IL. They manage $9,417,371,728 in 4,670 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,417
    MILLION
  • Total Number of Accounts
    4,670
    ACCOUNTS
  • Average Account Value
    $2,016,568
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at At Investment Advisers, Inc.
Showing 1 - 10 of 32 top financial advisors.
1
David M. Butts
CRD#: 4315067
One South Wacker Drive, Suite 3500, Chicago, IL 60606
96
Wealthminder
score

David Butts (CRD# 4315067) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 15 years of experience in the finance industry. David Butts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
John B. Caldwell
CRD#: 2251240
Three Embarcadero Center, Suite 1600, San Francisco, CA 94111
96
Wealthminder
score

John Caldwell (CRD# 2251240) is an Investment Advisor Representative working at At Investment Advisers, Inc. in San Francisco, CA and has over 24 years of experience in the finance industry. John Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Charles R. Dale
CRD#: 2342466
One South Wacker Drive, 35th Floor, Chicago, IL 60606
96
Wealthminder
score

Charles Dale (CRD# 2342466) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 23 years of experience in the finance industry.

4
Joseph C. Dempsey
CRD#: 2416149
4675 Macarthur Court, Suite 1150, Newport Beach, CA 92660
96
Wealthminder
score

Joseph Dempsey (CRD# 2416149) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Newport Beach, CA and has over 22 years of experience in the finance industry.

5
Vicken Ekmekjian
CRD#: 4592303
Three Embarcadero Center, Suite 1600, San Francisco, CA 94111
96
Wealthminder
score

Vicken Ekmekjian (CRD# 4592303) is an Investment Advisor Representative working at At Investment Advisers, Inc. in San Francisco, CA and has over 13 years of experience in the finance industry.

6
Brent T. Fykes
CRD#: 4169564
777 South Flagler, West Tower, Suite 800, West Palm Beach, FL 33409
96
Wealthminder
score

Brent Fykes (CRD# 4169564) is an Investment Advisor Representative working at At Investment Advisers, Inc. in West Palm Beach, FL and has over 16 years of experience in the finance industry. Brent Fykes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Jon E. Henderson
CRD#: 1709712
One South Wacker Drive, 35th Floor, Chicago, IL 60606
96
Wealthminder
score

Jon Henderson (CRD# 1709712) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 24 years of experience in the finance industry.

8
Charles R. Hoke
CRD#: 2381979
1555 Peachtree Street, Suite1100, Atlanta, GA 30309
96
Wealthminder
score

Charles Hoke (CRD# 2381979) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Atlanta, GA and has over 23 years of experience in the finance industry.

9
Bruce D. Katz
CRD#: 1797636
1177 Avenue Of The Americas, 42nd Floor, New York, NY 10036
96
Wealthminder
score

Bruce Katz (CRD# 1797636) is an Investment Advisor Representative working at At Investment Advisers, Inc. in New York, NY and has over 25 years of experience in the finance industry. Bruce Katz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Craig H. Lambdin
CRD#: 2684611
1177 Avenue Of The Americas, 42nd Floor, New York, NY 10036
96
Wealthminder
score

Craig Lambdin (CRD# 2684611) is an Investment Advisor Representative working at At Investment Advisers, Inc. in New York, NY and has over 20 years of experience in the finance industry.

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