At Investment Advisers, Inc.

At Investment Advisers, Inc. (CRD# 109644) is a financial advisory firm headquartered in Chicago, IL. They manage $17,414,100,398 in 17,936 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    17,414
    MILLION
  • Total Number of Accounts
    17,936
    ACCOUNTS
  • Average Account Value
    $970,902
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at At Investment Advisers, Inc.
Showing 1 - 10 of 93 top financial advisors.
1
Martin A. Brown
CRD#: 2745651
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Martin Brown (CRD# 2745651) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 14 years of experience in the finance industry.

2
David M. Butts
CRD#: 4315067
One South Wacker Drive, Suite 3500, Chicago, IL 60606
96
Wealthminder
score

David Butts (CRD# 4315067) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 17 years of experience in the finance industry. David Butts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
John B. Caldwell
CRD#: 2251240
Three Embarcadero Center, Suite 1600, San Francisco, CA 94111
96
Wealthminder
score

John Caldwell (CRD# 2251240) is an Investment Advisor Representative working at At Investment Advisers, Inc. in San Francisco, CA and has over 25 years of experience in the finance industry. John Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Mark J. Cassell
CRD#: 1964656
181 West Madison Street, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Mark Cassell (CRD# 1964656) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 28 years of experience in the finance industry.

5
Charles R. Dale
CRD#: 2342466
One South Wacker Drive, 35th Floor, Chicago, IL 60606
96
Wealthminder
score

Charles Dale (CRD# 2342466) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 24 years of experience in the finance industry.

6
Daniel P. Delany
CRD#: 2403887
181 West Madison Street, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Daniel Delany (CRD# 2403887) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 24 years of experience in the finance industry.

7
Joseph C. Dempsey
CRD#: 2416149
4675 Macarthur Court, Suite 1150, Newport Beach, CA 92660
96
Wealthminder
score

Joseph Dempsey (CRD# 2416149) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Newport Beach, CA and has over 24 years of experience in the finance industry.

8
Amit Dhawan
CRD#: 4439874
181 West Madison Street, 35th, Chicago, IL 60602
96
Wealthminder
score

Amit Dhawan (CRD# 4439874) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 16 years of experience in the finance industry.

9
Vicken Ekmekjian
CRD#: 4592303
Three Embarcadero Center, Suite 1600, San Francisco, CA 94111
96
Wealthminder
score

Vicken Ekmekjian (CRD# 4592303) is an Investment Advisor Representative working at At Investment Advisers, Inc. in San Francisco, CA and has over 15 years of experience in the finance industry.

10
Tina M. Frey
CRD#: 734300
181 West Madison Street, 35th, Chicago, IL 60602
96
Wealthminder
score

Tina Frey (CRD# 734300) is an Investment Advisor Representative working at At Investment Advisers, Inc. in Chicago, IL and has over 35 years of experience in the finance industry. Tina Frey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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