Be advised. This firm is no longer registered.

Auk Capital, LLC

Auk Capital, LLC (CRD# 167784) is a financial advisory firm headquartered in Rolling Hills Estates, CA. They manage $70,000,000 in 2 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Auk Capital, LLC
Showing 1 - 1 of 1 top financial advisors.
Brian W. O'neil
CRD#: 4454854
916 Silver Spur, Suite 310, Rolling Hills Estates, CA 90274

Brian O'neil (CRD# 4454854) is an Investment Advisor Representative working at Auk Capital, LLC in Rolling Hills Estates, CA and has over 4 years of experience in the finance industry.

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