Awm Capital, LLC

Awm Capital, LLC (CRD# 287980) is a financial advisory firm headquartered in Phoenix, AZ. They manage $530,893,901 in 1,626 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    531
    MILLION
  • Total Number of Accounts
    1,626
    ACCOUNTS
  • Average Account Value
    $326,503
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, GA, IL, IN, LA, MA, MO, NC, NH, NV, SC, TN, TX, WA

Financial Advisors at Awm Capital, LLC
Showing 11 - 15 of 15 top financial advisors.
11
Jeffrey R. Locke
CRD#: 7369253
1 N. 1st Street, Suite 700, Phoenix, AZ 85004

Jeffrey Locke (CRD# 7369253) is an Investment Advisor Representative working at Awm Capital, LLC in Phoenix, AZ and has over 2 years of experience in the finance industry. Jeffrey Locke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

12
Bryson W. Mc Guffey
CRD#: 5063518
717 Highlandia Drive, Suite 201, Baton Rouge, LA 70810

Bryson Mc Guffey (CRD# 5063518) is an Investment Advisor Representative working at Awm Capital, LLC in Baton Rouge, LA and has over 4 years of experience in the finance industry. Bryson Mc Guffey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

13
Joshua McAlister
CRD#: 7253645
1 N. 1st Street, Suite 700, Phoenix, AZ 85004

Joshua McAlister (CRD# 7253645) is an Investment Advisor Representative working at Awm Capital, LLC in Phoenix, AZ and has over 4 years of experience in the finance industry. Joshua McAlister has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

14
Zachary J. Miller
CRD#: 7291369
1 N. 1st Street, Suite 700, Phoenix, AZ 85004

Zachary Miller (CRD# 7291369) is an Investment Advisor Representative working at Awm Capital, LLC in Phoenix, AZ and has over 2 years of experience in the finance industry.

15
Baraka Murimi
CRD#: 7441530
1 N. 1st Street, Suite 700, Phoenix, AZ 85004

Baraka Murimi (CRD# 7441530) is an Investment Advisor Representative working at Awm Capital, LLC in Phoenix, AZ and has 1 year of experience in the finance industry.

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