Axa Advisors, LLC

Axa Advisors, LLC (CRD# 6627) is a financial advisory firm headquartered in New York, NY. They manage $9,866,708,220 in 40,093 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,867
    MILLION
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Axa Advisors, LLC
Showing 1 - 10 of 3,369 top financial advisors.
1
Michael S. Cocco
CRD#: 4936830
356 Franklin Avenue, Nutley, NJ 07110
106
Wealthminder
score

Michael S. Cocco, CFP®, ChFC® helps individuals planning for retirement implement strategies that empower them to control their financial destiny by utilizing a comprehensive approach to financial planning.

 

For more than a decade, Mike and his team of planners and service professionals have created customized comprehensive strategies for their clients to improve their financial situation.

 

Mike and his planning partners are Certified Financial Planner™ professionals. Mike is a Chartered Financial Consultant®, and has attended the AXA Institute at Harvard University, an advanced learning curriculum focusing on Asset Allocation and Wealth Management. 

 

Through the combination of the team's cumulative experience and commitment to strengthening their knowledge base, they have positioned themselves to help their clients reach their investment and financial goals.

2
Daniel J. Riso
CRD#: 5735339
1290 Avenue Of The Americas, 4th Fl, New York, NY 10104
103
Wealthminder
score
Daniel Riso (CRD# 5735339) is an Investment Advisor Representative working at Axa Advisors, LLC in New York, NY and has over 6 years of experience in the finance industry.
3
Sterling R. Brightman
CRD#: 1780459
4030 -D Geo. Wash. Mem. Hwy., Yorktown, VA 23692
101
Wealthminder
score

Sterling Brightman (CRD# 1780459) is an Investment Advisor Representative working at Axa Advisors, LLC in Yorktown, VA and has over 27 years of experience in the finance and insurance industry.  I am extremely knowledgeable in Pension Distribution/Rollover Strategies and the Advanced Estate Planning.  I conduct investment and financial planning seminars for local civic organizations and the military.  I aIso conduct Continuing Education Credit seminars for local CPA’s and Attorney’s.  I am well known among the Estate Planning Attorney’s in the area as a person very knowledgeable in Trust design and administration.  I am licensed with many Life Insurance companies and feel very comfortalbe deciphering your insurance porfolio.

4
James F. Collins
CRD#: 4823581
7231 Forest Ave., Suite 300, Richmond, VA 23226
100
Wealthminder
score

James Collins (CRD# 4823581) is an Investment Advisor Representative working at AXA Advisors, LLC in Richmond, VA and has over 11 years of experience in the finance industry.

5
Stephen B. Dunbar, III, JD
CRD#: 3061397
10 Madison Avenue, 2nd Floor, Morristown, NJ 07960
100
Wealthminder
score
Stephen Dunbar (CRD# 3061397) is an Investment Advisor Representative working at Axa Advisors, LLC in Morristown, NJ and has over 5 years of experience in the finance industry.
6
Lee H. Rycraft
CRD#: 5770413
897 10th Ave Se, Ste D, Watertown, SD 57201
100
Wealthminder
score
Lee Rycraft (CRD# 5770413) is an Investment Advisor Representative working at Axa Advisors, LLC in Watertown, SD and has over 5 years of experience in the finance industry.
7
Benjamin J. UySmith
CRD#: 6155551
One Park Drive, Suite 110, Research Triangle Park, NC 27709
99
Wealthminder
score

Benjamin Uysmith (CRD# 6155551) is an Investment Advisor Representative working at Axa Advisors, LLC in Research Triangle Park, NC and has over 3 years of experience in the finance industry.

8
Rory A. Cardinal
CRD#: 5441154
3550 Lexington Avenue N, Suite 205, Shoreview, MN 55126
98
Wealthminder
score
Rory Cardinal (CRD# 5441154) is an Investment Advisor Representative working at Axa Advisors, LLC in Shoreview, MN and has over 5 years of experience in the finance industry.
9
Paula H. Crosby
CRD#: 4832673
1001 Lakeside Ave, Suite 1650, Cleveland, OH 44114
98
Wealthminder
score

Paula Crosby (CRD# 4832673) is an Investment Advisor Representative working at Axa Advisors, LLC in Cleveland, OH and has over 11 years of experience in the finance industry.

10
Steven M. Knapp
CRD#: 2915113
85 Civic Center Plaza, Suite 202, Poughkeepsie, NY 12601
98
Wealthminder
score
Steven Knapp (CRD# 2915113) is an Investment Advisor Representative working at Axa Advisors, LLC in Poughkeepsie, NY and has over 18 years of experience in the finance industry.
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