B. Riley Wealth Management

B. Riley Wealth Management (CRD# 160510) is a financial advisory firm headquartered in Los Angeles, CA. They manage $766,602,288 in 131 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    767
    MILLION
  • Total Number of Accounts
    131
    ACCOUNTS
  • Average Account Value
    $5,851,926
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, MN, NJ, NY, TX, WA

Financial Advisors at B. Riley Wealth Management
Showing 1 - 10 of 11 top financial advisors.
1
Joanna M. Sawruk
CRD#: 5070911
590 Madison Avenue, 29th Floor, New York, NY 10022
96
Wealthminder
score

Joanna Sawruk (CRD# 5070911) is an Investment Advisor Representative working at B. Riley Wealth Management in New York, NY and has over 11 years of experience in the finance industry. Joanna Sawruk has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Nicholas J. Capuano
CRD#: 5005905
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
93
Wealthminder
score

Nicholas Capuano (CRD# 5005905) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 12 years of experience in the finance industry.

3
Thomas J. Kelleher
CRD#: 2881063
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
93
Wealthminder
score

Thomas Kelleher (CRD# 2881063) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 20 years of experience in the finance industry.

4
Michael J. Kramer
CRD#: 4695966
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
93
Wealthminder
score

Michael Kramer (CRD# 4695966) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 13 years of experience in the finance industry.

5
Lisa A. Salvatico
CRD#: 4548781
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
93
Wealthminder
score

Lisa Salvatico (CRD# 4548781) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 12 years of experience in the finance industry.

6
Juliette L. Bucher
CRD#: 6081961
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
90
Wealthminder
score

Juliette Bucher (CRD# 6081961) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 5 years of experience in the finance industry.

7
Charles P. Hastings
CRD#: 4249390
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
90
Wealthminder
score

Charles Hastings (CRD# 4249390) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 4 years of experience in the finance industry.

8
Jon M. Mitchell
CRD#: 6177271
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
89
Wealthminder
score

Jon Mitchell (CRD# 6177271) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 4 years of experience in the finance industry.

9
John J. Ahn
CRD#: 1935009
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
81
Wealthminder
score

John Ahn (CRD# 1935009) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 24 years of experience in the finance industry.

10
Mark D. Klein
CRD#: 1783756
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025
73
Wealthminder
score

Mark Klein (CRD# 1783756) is an Investment Advisor Representative working at B. Riley Wealth Management in Los Angeles, CA and has over 29 years of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.