B Riley Wealth Management

B Riley Wealth Management (CRD# 2543) is a financial advisory firm headquartered in Memphis, TN. They manage $4,118,839,755 in 9,621 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,119
    MILLION
  • Total Number of Accounts
    9,621
    ACCOUNTS
  • Average Account Value
    $428,109
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at B Riley Wealth Management
Showing 51 - 60 of 180 top financial advisors.
51
Nancy L. Findeisen
CRD#: 4814512
200 W. Madison Street, Suite 2950, Chicago, IL 60606

Nancy Findeisen (CRD# 4814512) is an Investment Advisor Representative working at B Riley Wealth Management in Chicago, IL and has over 16 years of experience in the finance industry.

52
Richard A. Fishbach
CRD#: 1615596
3201 Enterprise Parkway, Suite 495, Beachwood, OH 44122

Richard Fishbach (CRD# 1615596) is an Investment Advisor Representative working at B Riley Wealth Management in Beachwood, OH and has over 35 years of experience in the finance industry. Richard Fishbach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

53
Roger D. Follis
CRD#: 2653439
1701 Pennsylvania Avenue, Nw, Suite 216, Washington, DC 20006

Roger Follis (CRD# 2653439) is an Investment Advisor Representative working at B Riley Wealth Management in Washington, DC and has over 27 years of experience in the finance industry.

54
Ian E. French
CRD#: 3242527
40 S. Main St., Suite 1800, Memphis, TN 38103

Ian French (CRD# 3242527) is an Investment Advisor Representative working at B Riley Wealth Management in Memphis, TN and has over 23 years of experience in the finance industry.

55
Paul S. Freyer
CRD#: 1192815
299 Park Avenue, 21st Floor, New York, NY 10171

Paul Freyer (CRD# 1192815) is an Investment Advisor Representative working at B Riley Wealth Management in New York, NY and has over 10 years of experience in the finance industry.

56
Kristen M. Frisby
CRD#: 6448493
40 S. Main St., Suite 1800, Memphis, TN 38103

Kristen Frisby (CRD# 6448493) is an Investment Advisor Representative working at B Riley Wealth Management in Memphis, TN and has over 6 years of experience in the finance industry.

57
Mario F. Frisella
CRD#: 4897552
200 W. Madison Street, Suite 2950, Chicago, IL 60606

Mario Frisella (CRD# 4897552) is an Investment Advisor Representative working at B Riley Wealth Management in Chicago, IL and has over 17 years of experience in the finance industry.

58
Gene A. Fritzsche
CRD#: 2141447
5885 Landerbrook Drive, Suite 304, Mayfield Heights, OH 44124

Gene Fritzsche (CRD# 2141447) is an Investment Advisor Representative working at B Riley Wealth Management in Mayfield Heights, OH and has over 29 years of experience in the finance industry.

59
Jana R. Fryar
CRD#: 2065372
13155 Noel Road, Suite 750, Dallas, TX 75240

Jana Fryar (CRD# 2065372) is an Investment Advisor Representative working at B Riley Wealth Management in Dallas, TX and has over 28 years of experience in the finance industry.

60
Lawrence J. Gaia
CRD#: 1135862
3201 Enterprise Parkway, Suite 495, Beachwood, OH 44122

Lawrence Gaia (CRD# 1135862) is an Investment Advisor Representative working at B Riley Wealth Management in Beachwood, OH and has over 39 years of experience in the finance industry.

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