Baker & Associates

Baker & Associates (CRD# 155867) is a financial advisory firm headquartered in Irvine, CA. They manage $138,704,741 in 394 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    139
    MILLION
  • Total Number of Accounts
    394
    ACCOUNTS
  • Average Account Value
    $352,042
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, IN, TX

Financial Advisors at Baker & Associates
Showing 1 - 2 of 2 top financial advisors.
1
Christie A. Baker
CRD#: 1690585
1130 Roosevelt, Irvine, CA 92620
96
Wealthminder
score

Christie Baker (CRD# 1690585) is an Investment Advisor Representative working at Baker & Associates in Irvine, CA and has over 28 years of experience in the finance industry. Christie Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Denise L. Healy
CRD#: 4359179
1130 Roosevelt, Irvine, CA 92620
96
Wealthminder
score

Denise Healy (CRD# 4359179) is an Investment Advisor Representative working at Baker & Associates in Irvine, CA and has over 15 years of experience in the finance industry. Denise Healy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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