Bates Financial Advisors, Inc.

Bates Financial Advisors, Inc. (CRD# 116515) is a financial advisory firm headquartered in Rockford, IL. They manage $266,947,538 in 452 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    267
    MILLION
  • Total Number of Accounts
    452
    ACCOUNTS
  • Average Account Value
    $590,592
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, FL, IL, WI

Financial Advisors at Bates Financial Advisors, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
George E. Bates
CRD#: 14642
8437 Northern Ave, Rockford, IL 61107
96
Wealthminder
score

George Bates (CRD# 14642) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 28 years of experience in the finance industry. George Bates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
George D. Bates
CRD#: 1539381
8437 Northern Ave, Rockford, IL 61107
93
Wealthminder
score

George Bates (CRD# 1539381) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 24 years of experience in the finance industry.

3
Mark A. Jones
CRD#: 3215179
8437 Northern Ave, Rockford, IL 61107
93
Wealthminder
score

Mark Jones (CRD# 3215179) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 17 years of experience in the finance industry.

4
Andrew J. Welp
CRD#: 5877862
8437 Northern Ave, Rockford, IL 61107
93
Wealthminder
score

Andrew Welp (CRD# 5877862) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 5 years of experience in the finance industry.

5
Marina B. Lamberti
CRD#: 6105367
8437 Northern Ave, Rockford, IL 61107
90
Wealthminder
score

Marina Lamberti (CRD# 6105367) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 4 years of experience in the finance industry.

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