Bates Financial Advisors, Inc.

Bates Financial Advisors, Inc. (CRD# 116515) is a financial advisory firm headquartered in Rockford, IL. They manage $430,401,703 in 1,764 accounts and serve the financial needs of clients across 12 states (or territories).

Current Firm Details
8437 Northern Ave, Rockford, IL 61107
http://www.batesfinancialadvisors.com
By the Numbers
  • Total Assets Under Management
    430
    MILLION
  • Total Number of Accounts
    1,764
    ACCOUNTS
  • Average Account Value
    $243,992
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IA, IL, IN, MI, MO, TN, TX, WI

Financial Advisors at Bates Financial Advisors, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
George Bates, financial advisor Rockford IL
George E. Bates
CRD#: 14642
8437 Northern Ave, Rockford, IL 61107

George Bates (CRD# 14642) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 35 years of experience in the finance industry.

2
George Bates, financial advisor Rockford IL
George D. Bates
CRD#: 1539381
8437 Northern Ave, Rockford, IL 61107

George Bates (CRD# 1539381) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 32 years of experience in the finance industry.

3
Jennifer Schwarze, financial advisor Rockford IL
Jennifer R. Schwarze
CRD#: 3178467
8437 Northern Ave, Rockford, IL 61107

Jennifer Schwarze (CRD# 3178467) is an Investment Advisor Representative working at Bates Financial Advisors, Inc. in Rockford, IL and has over 22 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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