Bauerle Financial Inc.

Bauerle Financial Inc. (CRD# 106775) is a financial advisory firm headquartered in Lake Mary, FL. They manage $103,913,769 in 720 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    104
    MILLION
  • Total Number of Accounts
    720
    ACCOUNTS
  • Average Account Value
    $144,325
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, GA, NC, TX

Financial Advisors at Bauerle Financial Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Audrey W. Jones
CRD#: 2445467
Casselberry, FL
96
Wealthminder
score

Audrey Jones (CRD# 2445467) is an Investment Advisor Representative working at Bauerle Financial Inc. in Casselberry, FL and has over 14 years of experience in the finance industry. Audrey Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Roman N. Franklin
CRD#: 4829054
505 E. New York Avenue, Deland, FL 32724
93
Wealthminder
score

Roman Franklin (CRD# 4829054) is an Investment Advisor Representative working at Bauerle Financial Inc. in Deland, FL and has over 11 years of experience in the finance industry.

3
Todd A. Bauerle
CRD#: 1328549
1525 International Parkway, Suite 2021, Lake Mary, FL 32746
86
Wealthminder
score

Todd Bauerle (CRD# 1328549) is an Investment Advisor Representative working at Bauerle Financial Inc. in Lake Mary, FL and has over 25 years of experience in the finance industry. Todd Bauerle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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