Beam Asset Management

Beam Asset Management (CRD# 109867) is a financial advisory firm headquartered in Covington, LA. They manage $326,826,535 in 1,729 accounts and serve the financial needs of clients across 21 states (or territories).

By the Numbers
  • Total Assets Under Management
    327
    MILLION
  • Total Number of Accounts
    1,729
    ACCOUNTS
  • Average Account Value
    $189,026
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, CA, CO, DE, FL, GA, IL, LA, MA, MO, MS, NJ, NY, OK, PA, TN, TX, UT, VA, WA

Financial Advisors at Beam Asset Management
Showing 1 - 10 of 28 top financial advisors.
1
Gary M. Brashears
CRD#: 29119
828 South Main Street, Saint Charles, MO 63301
96
Wealthminder
score

Gary Brashears (CRD# 29119) is an Investment Advisor Representative working at Beam Asset Management in Saint Charles, MO and has over 33 years of experience in the finance industry.

2
Charles E. Bryan
CRD#: 33866
Kenner, LA
96
Wealthminder
score

Charles Bryan (CRD# 33866) is an Investment Advisor Representative working at Beam Asset Management in Kenner, LA and has over 33 years of experience in the finance industry.

3
Tom V. Dwyer
CRD#: 2127619
72096 Ramos Avenue, Suite D, Covington, LA 70433
96
Wealthminder
score

Tom Dwyer (CRD# 2127619) is an Investment Advisor Representative working at Beam Asset Management in Covington, LA and has over 26 years of experience in the finance industry. Tom Dwyer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Andrew K. Hoffman
CRD#: 2870074
200 Greenleaves Blvd Ste 2, Mandeville, LA 70448
96
Wealthminder
score

Andrew Hoffman (CRD# 2870074) is an Investment Advisor Representative working at Beam Asset Management in Mandeville, LA and has over 20 years of experience in the finance industry. Andrew Hoffman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Steven M. Hollis
CRD#: 1221707
828 South Main Street, Saint Charles, MO 63301
96
Wealthminder
score

Steven Hollis (CRD# 1221707) is an Investment Advisor Representative working at Beam Asset Management in Saint Charles, MO and has over 33 years of experience in the finance industry. Steven Hollis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brian C. Lock
CRD#: 3092520
333 South Kirkwood Road, Suite 301, Saint Louis, MO 63122
96
Wealthminder
score

Brian Lock (CRD# 3092520) is an Investment Advisor Representative working at Beam Asset Management in Saint Louis, MO and has over 19 years of experience in the finance industry. Brian Lock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Joseph M. Osullivan
CRD#: 2926528
72096 Ramos Avenue, Suite D, Covington, LA 70433
96
Wealthminder
score

Joseph Osullivan (CRD# 2926528) is an Investment Advisor Representative working at Beam Asset Management in Covington, LA and has over 19 years of experience in the finance industry. Joseph Osullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Joseph M. Prisco
CRD#: 4886860
72096 Ramos Avenue, Suite D, Covington, LA 70433
96
Wealthminder
score

Joseph Prisco (CRD# 4886860) is an Investment Advisor Representative working at Beam Asset Management in Covington, LA and has over 12 years of experience in the finance industry. Joseph Prisco has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Susan R. Sommer
CRD#: 2202276
1395 Triad Center Drive, Suite 4, Saint Peters, MO 63376
96
Wealthminder
score

Susan Sommer (CRD# 2202276) is an Investment Advisor Representative working at Beam Asset Management in Saint Peters, MO and has over 25 years of experience in the finance industry. Susan Sommer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
William B. Albair
CRD#: 4916860
333 South Kirkwood Road, Suite 301, Saint Louis, MO 63122
93
Wealthminder
score

William Albair (CRD# 4916860) is an Investment Advisor Representative working at Beam Asset Management in Saint Louis, MO and has over 12 years of experience in the finance industry.

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