Braziel & Associates, LLC

Braziel & Associates, LLC (CRD# 112059) is a financial advisory firm headquartered in Roseville, CA. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Braziel & Associates, LLC
Showing 1 - 3 of 3 top financial advisors.
1
James A. Braziel
CRD#: 2321699
300 Harding Blvd., Suite 102, Roseville, CA 95678
96
Wealthminder
score

James Braziel (CRD# 2321699) is an Investment Advisor Representative working at Braziel & Associates, LLC in Roseville, CA and has over 23 years of experience in the finance industry. James Braziel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Carol J. Braziel
CRD#: 1112198
300 Harding Blvd, Suite 102, Roseville, CA 95678
90
Wealthminder
score

Carol Braziel (CRD# 1112198) is an Investment Advisor Representative working at Braziel & Associates, LLC in Roseville, CA and has 1 year of experience in the finance industry. Carol Braziel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
James H. Braziel
CRD#: 29443
300 Harding Blvd, Suite 102, Roseville, CA 95678
90
Wealthminder
score

James Braziel (CRD# 29443) is an Investment Advisor Representative working at Braziel & Associates, LLC in Roseville, CA and has 1 year of experience in the finance industry. James Braziel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.