Breakwater Investment Management

Breakwater Investment Management (CRD# 150841) is a financial advisory firm headquartered in Seattle, WA. They manage $130,359,232 in 408 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    130
    MILLION
  • Total Number of Accounts
    408
    ACCOUNTS
  • Average Account Value
    $319,508
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, WA

Financial Advisors at Breakwater Investment Management
Showing 1 - 2 of 2 top financial advisors.
1
Joseph F. Turley
CRD#: 1265535
1001 Fourth Ave, # 4050, Seattle, WA 98154
96
Wealthminder
score

Joseph Turley (CRD# 1265535) is an Investment Advisor Representative working at Breakwater Investment Management in Seattle, WA and has over 32 years of experience in the finance industry. Joseph Turley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Bethany A. Steinhaus
CRD#: 5311241
1001 Fourth Ave, # 4050, Seattle, WA 98154
90
Wealthminder
score

Bethany Steinhaus (CRD# 5311241) is an Investment Advisor Representative working at Breakwater Investment Management in Seattle, WA and has 1 year of experience in the finance industry. Bethany Steinhaus has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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