Broxton Capital Advisors

Broxton Capital Advisors (CRD# 136914) is a financial advisory firm headquartered in Los Angeles, CA. They manage $51,021,598 in 233 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    51
    MILLION
  • Total Number of Accounts
    233
    ACCOUNTS
  • Average Account Value
    $218,977
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, PR

Financial Advisors at Broxton Capital Advisors
Showing 1 - 7 of 7 top financial advisors.
1
Mark E. Harris
CRD#: 6260125
1063 Gayley Avenue, 2nd Floor, Los Angeles, CA 90024
87
Wealthminder
score

Mark Harris (CRD# 6260125) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has 1 year of experience in the finance industry.

2
Gary E. Pearl
CRD#: 6260100
1063 Gayley Avenue, 2nd Floor, Los Angeles, CA 90024
87
Wealthminder
score

Gary Pearl (CRD# 6260100) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has 1 year of experience in the finance industry.

3
Maxwell S. Pearl
CRD#: 6453310
1063 Gayley Avenue, 2nd Floor, Los Angeles, CA 90024
87
Wealthminder
score

Maxwell Pearl (CRD# 6453310) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has 1 year of experience in the finance industry.

4
Robert A. Cooke
CRD#: 2240107
1063 Gayley Ave, Los Angeles, CA 90024
83
Wealthminder
score

Robert Cooke (CRD# 2240107) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has over 23 years of experience in the finance industry.

5
Robert A. Cooke Sr.
CRD#: 704677
1063 Gayley Avenue, 2nd Floor, Los Angeles, CA 90024
83
Wealthminder
score

Robert Cooke Sr. (CRD# 704677) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has over 33 years of experience in the finance industry.

6
Gregg J. Heidbreder
CRD#: 5717677
1063 Gayley Avenue, 2nd Floor, Los Angeles, CA 90024
75
Wealthminder
score

Gregg Heidbreder (CRD# 5717677) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has 1 year of experience in the finance industry.

7
Brian W. Stead
CRD#: 2757353
1063 Gayley Avenue, 2nd Floor, Los Angeles, CA 90024
69
Wealthminder
score

Brian Stead (CRD# 2757353) is an Investment Advisor Representative working at Broxton Capital Advisors in Los Angeles, CA and has over 19 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.