Cain, Watters & Associates, P.l.l.c.

Cain, Watters & Associates, P.l.l.c. (CRD# 111521) is a financial advisory firm headquartered in Plano, TX. They manage $1,360,116,221 in 5,590 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,360
    MILLION
  • Total Number of Accounts
    5,590
    ACCOUNTS
  • Average Account Value
    $243,312
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Cain, Watters & Associates, P.l.l.c.
Showing 1 - 10 of 37 top financial advisors.
1
Brian R. Bortz
CRD#: 3225344
6900 Dallas Parkway, Ste 500, Plano, TX 75024
96
Wealthminder
score

Brian Bortz (CRD# 3225344) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 18 years of experience in the finance industry. Brian Bortz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Paul D. Lyons
CRD#: 4900585
6900 Dallas Parkway, Ste 500, Plano, TX 75024
96
Wealthminder
score

Paul Lyons (CRD# 4900585) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 15 years of experience in the finance industry. Paul Lyons has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Brad R. Sanders
CRD#: 3081346
6900 North Dallas Parkway, Ste 500, Plano, TX 75024
96
Wealthminder
score

Brad Sanders (CRD# 3081346) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 16 years of experience in the finance industry.

4
Heidi H. Barnett
CRD#: 5142362
6900 Dallas Parkway, Suite 500, Plano, TX 75024
93
Wealthminder
score

Heidi Barnett (CRD# 5142362) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 11 years of experience in the finance industry.

5
Bradley W. Blasingame
CRD#: 5284991
6900 Dallas Parkway, Ste 500, Plano, TX 75024
93
Wealthminder
score

Bradley Blasingame (CRD# 5284991) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 10 years of experience in the finance industry.

6
Caitlin S. Bryan
CRD#: 5896345
6900 Dallas Parkway, Ste 500, Plano, TX 75024
93
Wealthminder
score

Caitlin Bryan (CRD# 5896345) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 6 years of experience in the finance industry.

7
Steven L. Cain
CRD#: 4538520
6900 Dallas Parkway, Ste 500, Plano, TX 75024
93
Wealthminder
score

Steven Cain (CRD# 4538520) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 18 years of experience in the finance industry.

8
Steven B. Clapp
CRD#: 4538425
6900 Dallas Parkway, Ste 500, Plano, TX 75024
93
Wealthminder
score

Steven Clapp (CRD# 4538425) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 16 years of experience in the finance industry.

9
Judson S. Crawford
CRD#: 5001372
6900 Dallas Parkway, Ste 500, Plano, TX 75024
93
Wealthminder
score

Judson Crawford (CRD# 5001372) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 12 years of experience in the finance industry.

10
Edward M. Daude
CRD#: 4962668
6900 Dallas Parkway, Ste 500, Plano, TX 75024
93
Wealthminder
score

Edward Daude (CRD# 4962668) is an Investment Advisor Representative working at Cain, Watters & Associates, P.l.l.c. in Plano, TX and has over 12 years of experience in the finance industry.

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