Caldwell Sutter Capital, Inc.

Caldwell Sutter Capital, Inc. (CRD# 10489) is a financial advisory firm headquartered in Sausalito, CA. They manage $174,281,268 in 462 accounts and serve the financial needs of clients across 11 states (or territories).

Current Firm Details
30 Liberty Ship Way #3225, Sausalito, CA 94965
http://www.cald.com/
By the Numbers
  • Total Assets Under Management
    174
    MILLION
  • Total Number of Accounts
    462
    ACCOUNTS
  • Average Account Value
    $377,232
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, IL, MI, NV, NY, OR, PA, TX, VT

Financial Advisors at Caldwell Sutter Capital, Inc.
Showing 1 - 6 of 6 top financial advisors.
1
Lovely Dizon, financial advisor Sausalito CA
Lovely M. Dizon
CRD#: 4971913
30 Liberty Ship Way #3200, Sausalito, CA 94965
93
Wealthminder
score

Lovely Dizon (CRD# 4971913) is an Investment Advisor Representative working at Caldwell Sutter Capital, Inc. in Sausalito, CA and has over 12 years of experience in the finance industry.

2
John Helmer, financial advisor Sausalito CA
John C. Helmer
CRD#: 242398
30 Liberty Ship Way, #3225, Sausalito, CA 94965
93
Wealthminder
score

John Helmer (CRD# 242398) is an Investment Advisor Representative working at Caldwell Sutter Capital, Inc. in Sausalito, CA and has over 7 years of experience in the finance industry.

3
Joseph Helmer, financial advisor San Francisco CA
Joseph F. Helmer
CRD#: 1860949
55 New Montgomery Street, Suite 724, San Francisco, CA 94105
93
Wealthminder
score

Joseph Helmer (CRD# 1860949) is an Investment Advisor Representative working at Caldwell Sutter Capital, Inc. in San Francisco, CA and has over 13 years of experience in the finance industry.

4
Justinian Hobor, financial advisor Deerfield IL
Justinian R. Hobor
CRD#: 6396503
Deerfield, IL
90
Wealthminder
score

Justinian Hobor (CRD# 6396503) is an Investment Advisor Representative working at Caldwell Sutter Capital, Inc. in Deerfield, IL and has over 3 years of experience in the finance industry.

5
Christopher Raffo, financial advisor Gustine CA
Christopher R. Raffo
CRD#: 1330799
Gustine, CA
81
Wealthminder
score

Christopher Raffo (CRD# 1330799) is an Investment Advisor Representative working at Caldwell Sutter Capital, Inc. in Gustine, CA and has over 31 years of experience in the finance industry.

6
Richard Saso, financial advisor San Ramon CA
Richard A. Saso
CRD#: 1396228
3130 Crow Canyon Place #200, San Ramon, CA 94583
73
Wealthminder
score

Richard Saso (CRD# 1396228) is an Investment Advisor Representative working at Caldwell Sutter Capital, Inc. in San Ramon, CA and has over 29 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

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