Cape Fear Securities, Inc.

Cape Fear Securities, Inc. (CRD# 156359) is a financial advisory firm headquartered in Fayetteville, NC. They manage $11,200,000 in 42 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    11
    MILLION
  • Total Number of Accounts
    42
    ACCOUNTS
  • Average Account Value
    $266,667
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NC

Financial Advisors at Cape Fear Securities, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Joseph D. Jackson
CRD#: 2351290
210 Fairway Drive, Suite 101, Fayetteville, NC 28305
86
Wealthminder
score

Joseph Jackson (CRD# 2351290) is an Investment Advisor Representative working at Cape Fear Securities, Inc. in Fayetteville, NC and has over 23 years of experience in the finance industry. Joseph Jackson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Julia B. Shaw
CRD#: 3023854
210 Fairway Drive, Suite 101, Fayetteville, NC 28305
83
Wealthminder
score

Julia Shaw (CRD# 3023854) is an Investment Advisor Representative working at Cape Fear Securities, Inc. in Fayetteville, NC and has over 18 years of experience in the finance industry.

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