Cape Investment Advisory, Inc.

Cape Investment Advisory, Inc. (CRD# 146384) is a financial advisory firm headquartered in Mcdonough, GA. They manage $283,741,219 in 913 accounts and serve the financial needs of clients across 34 states (or territories).

By the Numbers
  • Total Assets Under Management
    284
    MILLION
  • Total Number of Accounts
    913
    ACCOUNTS
  • Average Account Value
    $310,779
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, FL, GA, HI, IN, LA, MA, MD, MI, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, TN, TX, VA, WA, WI

Financial Advisors at Cape Investment Advisory, Inc.
Showing 21 - 30 of 40 top financial advisors.
21
John E. Redfearn
CRD#: 2771876
827 Fairways Court, Suite 202, Stockbridge, GA 30281

John Redfearn (CRD# 2771876) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Stockbridge, GA and has over 26 years of experience in the finance industry. John Redfearn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

22
Aldeen P. Robinson
CRD#: 3251054
1600 Pennsylvania Ave., Mcdonough, GA 30253

Aldeen Robinson (CRD# 3251054) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 20 years of experience in the finance industry.

23
Wayne H. Sanders
CRD#: 876538
Atlanta, GA

Wayne Sanders (CRD# 876538) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Atlanta, GA and has over 40 years of experience in the finance industry.

24
Dora E. Siegferth
CRD#: 3233632
104 Third Street Nw Suite 103, Barberton, OH 44203

Dora Siegferth (CRD# 3233632) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Barberton, OH and has over 23 years of experience in the finance industry.

25
Danny R. Strain
CRD#: 437903
1600 Pennsylvania Ave., Mcdonough, GA 30253

Danny Strain (CRD# 437903) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 40 years of experience in the finance industry.

26
Scott R. Tucker
CRD#: 5515380
Virginia Beach, VA

Scott Tucker (CRD# 5515380) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Virginia Beach, VA and has over 14 years of experience in the finance industry.

27
Karen R. Turner
CRD#: 1399203
1600 Pennsylvania Ave., Mcdonough, GA 30253

Karen Turner (CRD# 1399203) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 36 years of experience in the finance industry. Karen Turner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

28
Costa Tzotzis
CRD#: 3102114
42 West 38th Street, Ste 402, New York, NY 10018

Costa Tzotzis (CRD# 3102114) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in New York, NY and has over 23 years of experience in the finance industry.

29
Gary L. Wargo
CRD#: 4915239
1600 Pennsylvania Ave., Mcdonough, GA 30253

Gary Wargo (CRD# 4915239) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 17 years of experience in the finance industry.

30
James R. Webb
CRD#: 2089446
2005 Pennsylvania Ave, Mcdonough, GA 30253

James Webb (CRD# 2089446) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 31 years of experience in the finance industry.

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