Capital Bank And Trust Company

Capital Bank And Trust Company (CRD# 170017) is a financial advisory firm headquartered in Irvine, CA. They manage $30,054,521,307 in 3,940 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    30,055
    MILLION
  • Total Number of Accounts
    3,940
    ACCOUNTS
  • Average Account Value
    $7,628,051
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Capital Bank And Trust Company
Showing 1 - 10 of 65 top financial advisors.
1
Andrew H. Barag
CRD#: 5704194
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Andrew Barag (CRD# 5704194) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 6 years of experience in the finance industry. Andrew Barag has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jennifer G. Birdsey
CRD#: 2881394
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Jennifer Birdsey (CRD# 2881394) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 16 years of experience in the finance industry. Jennifer Birdsey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Donald D. Dunn
CRD#: 2790812
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Donald Dunn (CRD# 2790812) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 19 years of experience in the finance industry. Donald Dunn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
William M. Folberth
CRD#: 855129
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

William Folberth (CRD# 855129) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 31 years of experience in the finance industry.

5
Gregory D. Fuss
CRD#: 1070784
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Gregory Fuss (CRD# 1070784) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 32 years of experience in the finance industry.

6
Janis M. Inscho
CRD#: 2113613
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Janis Inscho (CRD# 2113613) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 25 years of experience in the finance industry.

7
Robert W. Kelly
CRD#: 2385218
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Robert Kelly (CRD# 2385218) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 23 years of experience in the finance industry.

8
Jason B. Lersch
CRD#: 5088856
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Jason Lersch (CRD# 5088856) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 10 years of experience in the finance industry. Jason Lersch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Rachel W. Melroy
CRD#: 5549021
630 Fifth Avenue, 36th Floor, New York, NY 10111
96
Wealthminder
score

Rachel Melroy (CRD# 5549021) is an Investment Advisor Representative working at Capital Bank And Trust Company in New York, NY and has over 6 years of experience in the finance industry. Rachel Melroy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Daniel N. Romanow
CRD#: 4415926
6455 Irvine Center Drive, Irvine, CA 92618
96
Wealthminder
score

Daniel Romanow (CRD# 4415926) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 13 years of experience in the finance industry. Daniel Romanow has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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