Capital Financial Planning, Inc.

Capital Financial Planning, Inc. (CRD# 119740) is a financial advisory firm headquartered in Smithtown, NY. They serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Capital Financial Planning, Inc.
Showing 1 - 1 of 1 top financial advisors.
Lisa H. Keaton
CRD#: 720178
50 Route 111, Suite 206b, Smithtown, NY 11787

Lisa Keaton (CRD# 720178) is an Investment Advisor Representative working at Capital Financial Planning, Inc. in Smithtown, NY and has over 32 years of experience in the finance industry. Lisa Keaton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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