Capital Financial Services, Inc.

Capital Financial Services, Inc. (CRD# 8408) is a financial advisory firm headquartered in Minot, ND. They manage $212,692,416 in 1,816 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    213
    MILLION
  • Total Number of Accounts
    1,816
    ACCOUNTS
  • Average Account Value
    $117,121
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Capital Financial Services, Inc.
Showing 41 - 50 of 55 top financial advisors.
41
Christopher R. Peitz
CRD#: 2050559
Minot, ND 58701

Christopher Peitz (CRD# 2050559) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Minot, ND and has over 29 years of experience in the finance industry. Christopher Peitz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

42
James W. Pfeil
CRD#: 6178469
Elkhorn, WI 53121

James Pfeil (CRD# 6178469) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Elkhorn, WI and has over 6 years of experience in the finance industry.

43
Michael J. Reynolds
CRD#: 2162594
Boise, ID 83709

Michael Reynolds (CRD# 2162594) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Boise, ID and has over 27 years of experience in the finance industry.

44
Leland K. Rogers
CRD#: 1254657
#1 North Main Street, Minot, ND 58703

Leland Rogers (CRD# 1254657) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Minot, ND and has over 34 years of experience in the finance industry. Leland Rogers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

45
Stephen C. Schneider
CRD#: 414489
Madison, WI 53719

Stephen Schneider (CRD# 414489) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Madison, WI and has over 28 years of experience in the finance industry.

46
Mark D. Schweinler
CRD#: 1727675
Elkhorn, WI 53121

Mark Schweinler (CRD# 1727675) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Elkhorn, WI and has over 27 years of experience in the finance industry. Mark Schweinler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

47
Swan S. Shen
CRD#: 3036612
Burlington, MA 01803

Swan Shen (CRD# 3036612) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Burlington, MA and has over 21 years of experience in the finance industry. Swan Shen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

48
Robert D. Simpson
CRD#: 1305155
Minot, ND 58701

Robert Simpson (CRD# 1305155) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Minot, ND and has over 35 years of experience in the finance industry. Robert Simpson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

49
Mark R. Sitter
CRD#: 1810591
Shenandoah, TX 77385

Mark Sitter (CRD# 1810591) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Shenandoah, TX and has over 31 years of experience in the finance industry.

50
Robert F. Spangler
CRD#: 431333
Minot, ND 58701

Robert Spangler (CRD# 431333) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Minot, ND and has over 32 years of experience in the finance industry.

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