Capital Guardian Wealth Management, LLC

Capital Guardian Wealth Management, LLC (CRD# 131631) is a financial advisory firm headquartered in Charlotte, NC. They manage $480,261,987 in 2,080 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    480
    MILLION
  • Total Number of Accounts
    2,080
    ACCOUNTS
  • Average Account Value
    $230,895
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Capital Guardian Wealth Management, LLC
Showing 1 - 10 of 40 top financial advisors.
1
Andrew S. Dlinn
CRD#: 2326920
555 Grant Street, Suite 317, Pittsburgh, PA 15219
98
Wealthminder
score

Andrew Dlinn (CRD# 2326920) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Pittsburgh, PA and has over 24 years of experience in the finance industry.

2
Arthur N. Framke
CRD#: 212510
Key Biscayne, FL
96
Wealthminder
score

Arthur Framke (CRD# 212510) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Key Biscayne, FL and has over 36 years of experience in the finance industry. Arthur Framke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
David B. Hill
CRD#: 4049028
40 West Main Street Court, Ste 250d, Alpine, UT 84004
96
Wealthminder
score

David Hill (CRD# 4049028) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Alpine, UT and has over 17 years of experience in the finance industry. David Hill has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
John E. Karaffa
CRD#: 4623625
406 W. Franklin St, 3rd Fl, Richmond, VA 23220
96
Wealthminder
score

John Karaffa (CRD# 4623625) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Richmond, VA and has over 12 years of experience in the finance industry. John Karaffa has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Peter Montalbano
CRD#: 2797912
1415 Panther Lane, Ste 164, Naples, FL 34109
96
Wealthminder
score

Peter Montalbano (CRD# 2797912) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Naples, FL and has over 20 years of experience in the finance industry. Peter Montalbano has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Herbert M. Moody
CRD#: 804608
817 E. Morehead St, Suite 300, Charlotte, NC 28204
96
Wealthminder
score

Herbert Moody (CRD# 804608) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Charlotte, NC and has over 30 years of experience in the finance industry.

7
Luiz David X. Azambuja
CRD#: 4314393
1395 Brickell Ave, Miami, FL 33131
93
Wealthminder
score

Luiz David Azambuja (CRD# 4314393) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Miami, FL and has over 15 years of experience in the finance industry.

8
James C. Ball
CRD#: 4434124
521 East Morehead St, Suite 405, Charlotte, NC 28202
93
Wealthminder
score

James Ball (CRD# 4434124) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Charlotte, NC and has over 15 years of experience in the finance industry.

9
William C. Brooks
CRD#: 2216679
25 Recreation Dr, Hingham, MA 02043
93
Wealthminder
score

William Brooks (CRD# 2216679) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Hingham, MA and has over 24 years of experience in the finance industry.

10
Carlton A. Buckley
CRD#: 5359562
631 W Morse Blvd, Suite 115, Winter Park, FL 32789
93
Wealthminder
score

Carlton Buckley (CRD# 5359562) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Winter Park, FL and has over 9 years of experience in the finance industry.

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