Capital Investment Advisory Services, LLC

Capital Investment Advisory Services, LLC (CRD# 149124) is a financial advisory firm headquartered in Raleigh, NC. They manage $410,652,814 in 2,908 accounts and serve the financial needs of clients across 21 states (or territories).

By the Numbers
  • Total Assets Under Management
    411
    MILLION
  • Total Number of Accounts
    2,908
    ACCOUNTS
  • Average Account Value
    $141,215
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, CO, DC, FL, GA, IL, LA, MA, MD, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA, WA

Financial Advisors at Capital Investment Advisory Services, LLC
Showing 1 - 10 of 109 top financial advisors.
1
David E. Van Horn
CRD#: 4483117
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
100
Wealthminder
score
David Van Horn (CRD# 4483117) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 14 years of experience in the finance industry.
2
Gwendolyn N. Barringer
CRD#: 4455064
107 Glenwood Avenue, Raleigh, NC 27603
96
Wealthminder
score

Gwendolyn Barringer (CRD# 4455064) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 16 years of experience in the finance industry. Gwendolyn Barringer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Roy T. Bass
CRD#: 1424167
155 Jackson Road, Fuquay Varina, NC 27526
96
Wealthminder
score

Roy Bass (CRD# 1424167) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Fuquay Varina, NC and has over 32 years of experience in the finance industry. Roy Bass has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Carlton W. Blanton
CRD#: 4030156
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Carlton Blanton (CRD# 4030156) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 18 years of experience in the finance industry. Carlton Blanton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Allen R. Burton
CRD#: 4639107
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Allen Burton (CRD# 4639107) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 15 years of experience in the finance industry. Allen Burton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Arch R. Decastrique
CRD#: 844082
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Arch Decastrique (CRD# 844082) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 32 years of experience in the finance industry.

7
Daniel M. Gaugert
CRD#: 2167221
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Daniel Gaugert (CRD# 2167221) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 26 years of experience in the finance industry.

8
Douglas W. Gow
CRD#: 709653
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Douglas Gow (CRD# 709653) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 6 years of experience in the finance industry.

9
James A. Mothorpe
CRD#: 2786182
205 Kentwood Drive, Peachtree City, GA 30269
96
Wealthminder
score

James Mothorpe (CRD# 2786182) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Peachtree City, GA and has over 21 years of experience in the finance industry. James Mothorpe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Ryan A. Mumy
CRD#: 4673615
200 First Ave Nw, Ste 303, Hickory, NC 28601
96
Wealthminder
score

Ryan Mumy (CRD# 4673615) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Hickory, NC and has over 14 years of experience in the finance industry. Ryan Mumy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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