Capital Investment Advisory Services, LLC

Capital Investment Advisory Services, LLC (CRD# 149124) is a financial advisory firm headquartered in Raleigh, NC. They manage $379,996,130 in 2,458 accounts and serve the financial needs of clients across 20 states (or territories).

By the Numbers
  • Total Assets Under Management
    380
    MILLION
  • Total Number of Accounts
    2,458
    ACCOUNTS
  • Average Account Value
    $154,596
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, CO, DC, FL, GA, IL, LA, MA, MD, NC, NH, NY, OH, PA, SC, TN, TX, VA, WA

Financial Advisors at Capital Investment Advisory Services, LLC
Showing 1 - 10 of 91 top financial advisors.
1
David E. Van Horn
CRD#: 4483117
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
100
Wealthminder
score
David Van Horn (CRD# 4483117) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 14 years of experience in the finance industry.
2
Gwendolyn N. Barringer
CRD#: 4455064
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Gwendolyn Barringer (CRD# 4455064) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 15 years of experience in the finance industry. Gwendolyn Barringer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Roy T. Bass
CRD#: 1424167
155 Jackson Road, Fuquay Varina, NC 27526
96
Wealthminder
score

Roy Bass (CRD# 1424167) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Fuquay Varina, NC and has over 30 years of experience in the finance industry. Roy Bass has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Carlton W. Blanton
CRD#: 4030156
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Carlton Blanton (CRD# 4030156) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 16 years of experience in the finance industry. Carlton Blanton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Allen R. Burton
CRD#: 4639107
1213 Culbreth Drive, Wilmington, NC 28405
96
Wealthminder
score

Allen Burton (CRD# 4639107) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Wilmington, NC and has over 13 years of experience in the finance industry. Allen Burton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Arch R. Decastrique
CRD#: 844082
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Arch Decastrique (CRD# 844082) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 31 years of experience in the finance industry.

7
Daniel M. Gaugert
CRD#: 2167221
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Daniel Gaugert (CRD# 2167221) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 25 years of experience in the finance industry.

8
Ryan A. Mumy
CRD#: 4673615
200 First Ave Nw, Ste 303, Hickory, NC 28601
96
Wealthminder
score

Ryan Mumy (CRD# 4673615) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Hickory, NC and has over 13 years of experience in the finance industry. Ryan Mumy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
John M. Parrott
CRD#: 1413757
150 Weaver Drive, Lexington, NC 27292
96
Wealthminder
score

John Parrott (CRD# 1413757) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Lexington, NC and has over 31 years of experience in the finance industry.

10
Michael F. Pearl
CRD#: 1309595
100 E. Six Forks Road, Suite 200, Raleigh, NC 27609
96
Wealthminder
score

Michael Pearl (CRD# 1309595) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 18 years of experience in the finance industry. Michael Pearl has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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