Capital Markets Iq, LLC

Capital Markets Iq, LLC (CRD# 134921) is a financial advisory firm headquartered in Wilmington, DE. They manage $254,072,808 in 627 accounts and serve the financial needs of clients across 20 states (or territories).

By the Numbers
  • Total Assets Under Management
    254
    MILLION
  • Total Number of Accounts
    627
    ACCOUNTS
  • Average Account Value
    $405,220
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, DE, FL, GA, IL, LA, MA, MD, MI, MO, NC, NE, NH, PA, TN, TX, VA

Financial Advisors at Capital Markets Iq, LLC
Showing 1 - 10 of 31 top financial advisors.
1
Grace S. Brettkelly
CRD#: 2958813
San Francisco, CA
96
Wealthminder
score

Grace Brettkelly (CRD# 2958813) is an Investment Advisor Representative working at Capital Markets Iq, LLC in San Francisco, CA and has over 16 years of experience in the finance industry.

2
David R. Burros
CRD#: 2164466
7900 E. Union Avenue, Suite 1100, Denver, CO 80237
96
Wealthminder
score

David Burros (CRD# 2164466) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Denver, CO and has over 23 years of experience in the finance industry. David Burros has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael G. Dickerson
CRD#: 67338
Durham, NC
93
Wealthminder
score

Michael Dickerson (CRD# 67338) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Durham, NC and has over 33 years of experience in the finance industry.

4
Catherine I. Fortier
CRD#: 5928740
Lees Summit, MO
93
Wealthminder
score

Catherine Fortier (CRD# 5928740) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Lees Summit, MO and has over 6 years of experience in the finance industry.

5
Adam S. Jorgensen
CRD#: 5606630
4440 Pga Blvd., Suite 600, Palm Beach Gardens, FL 33410
93
Wealthminder
score

Adam Jorgensen (CRD# 5606630) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Palm Beach Gardens, FL and has over 8 years of experience in the finance industry.

6
William J. Lawton
CRD#: 865963
1801 South Catalina Avenue, Redondo Beach, CA 90277
93
Wealthminder
score

William Lawton (CRD# 865963) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Redondo Beach, CA and has over 21 years of experience in the finance industry.

7
Clarence Lewis
CRD#: 4864165
Detroit, MI
93
Wealthminder
score

Clarence Lewis (CRD# 4864165) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Detroit, MI and has over 18 years of experience in the finance industry.

8
Donald D. Massey
CRD#: 1012435
Dedham, MA
93
Wealthminder
score

Donald Massey (CRD# 1012435) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Dedham, MA and has over 35 years of experience in the finance industry.

9
William W. Peng
CRD#: 5790866
Sudbury, MA
93
Wealthminder
score

William Peng (CRD# 5790866) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Sudbury, MA and has over 7 years of experience in the finance industry.

10
Lawrence F. Pereira
CRD#: 4408339
Arlington, TX
93
Wealthminder
score

Lawrence Pereira (CRD# 4408339) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Arlington, TX and has over 16 years of experience in the finance industry.

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