Capital Wealth Management, Inc.

Capital Wealth Management, Inc. (CRD# 157959) is a financial advisory firm headquartered in West Warwick, RI. They manage $273,570,715 in 400 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    274
    MILLION
  • Total Number of Accounts
    400
    ACCOUNTS
  • Average Account Value
    $683,927
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, LA, MA, NC, NH, PA, RI, TX, VA

Financial Advisors at Capital Wealth Management, Inc.
Showing 1 - 9 of 9 top financial advisors.
1
William S. Tuttle
CRD#: 4804465
1300 Division Road, Suite 203, West Warwick, RI 02893
96
Wealthminder
score

William Tuttle (CRD# 4804465) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 13 years of experience in the finance industry. William Tuttle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Curt A. Caserta
CRD#: 2709324
1300 Division Road, Suite 203, West Warwick, RI 02893
93
Wealthminder
score

Curt Caserta (CRD# 2709324) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 21 years of experience in the finance industry.

3
Bernard A. Poirier
CRD#: 4844757
1300 Division Road, Suite 203, West Warwick, RI 02893
93
Wealthminder
score

Bernard Poirier (CRD# 4844757) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 13 years of experience in the finance industry.

4
Rebecca A. Records
CRD#: 4751183
1300 Division Road, Suite 203, West Warwick, RI 02893
93
Wealthminder
score

Rebecca Records (CRD# 4751183) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 11 years of experience in the finance industry.

5
Michael S. Ruffing
CRD#: 2864005
1300 Division Road, Suite 203, West Warwick, RI 02893
93
Wealthminder
score

Michael Ruffing (CRD# 2864005) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 20 years of experience in the finance industry.

6
Brian A. Glatz
CRD#: 2785407
1300 Division Road, Suite 203, West Warwick, RI 02893
90
Wealthminder
score

Brian Glatz (CRD# 2785407) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 5 years of experience in the finance industry.

7
Paul J. Long
CRD#: 1361886
1300 Division Road, Suite 203, West Warwick, RI 02893
90
Wealthminder
score

Paul Long (CRD# 1361886) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 32 years of experience in the finance industry.

8
Peter J. Alofsin
CRD#: 2274434
1300 Division Road, Suite 203, West Warwick, RI 02893
86
Wealthminder
score

Peter Alofsin (CRD# 2274434) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 22 years of experience in the finance industry. Peter Alofsin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Lee A. Duckworth
CRD#: 2097591
1300 Division Road, Suite 203, West Warwick, RI 02893
86
Wealthminder
score

Lee Duckworth (CRD# 2097591) is an Investment Advisor Representative working at Capital Wealth Management, Inc. in West Warwick, RI and has over 21 years of experience in the finance industry. Lee Duckworth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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