Caplan Financial Group, LLC

Caplan Financial Group, LLC (CRD# 119836) is a financial advisory firm headquartered in Baltimore, MD. They manage $188,402,870 in 1,220 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    188
    MILLION
  • Total Number of Accounts
    1,220
    ACCOUNTS
  • Average Account Value
    $154,429
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

DC, LA, MD, NC, NH, NY, TX, VA

Financial Advisors at Caplan Financial Group, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Henry P. Alden
CRD#: 5023121
Annapolis, MD
93
Wealthminder
score

Henry Alden (CRD# 5023121) is an Investment Advisor Representative working at Caplan Financial Group, LLC in Annapolis, MD and has over 7 years of experience in the finance industry.

2
Mitchell M. Caplan
CRD#: 2334833
Clarksville, MD
93
Wealthminder
score

Mitchell Caplan (CRD# 2334833) is an Investment Advisor Representative working at Caplan Financial Group, LLC in Clarksville, MD and has over 23 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.