Capstone Asset Management Company

Capstone Asset Management Company (CRD# 113360) is a financial advisory firm headquartered in Houston, TX. They manage $5,066,353,906 in 3,696 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    5,066
    MILLION
  • Total Number of Accounts
    3,696
    ACCOUNTS
  • Average Account Value
    $1,370,767
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Capstone Asset Management Company
Showing 1 - 10 of 15 top financial advisors.
1
Claude C. Cody
CRD#: 1313322
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Claude Cody (CRD# 1313322) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 25 years of experience in the finance industry.

2
Melville L. Cody
CRD#: 2384654
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Melville Cody (CRD# 2384654) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 24 years of experience in the finance industry.

3
Scott M. Frakes
CRD#: 2740960
5847 San Felipe, Suite 4100, Houston, TX 77057
93
Wealthminder
score

Scott Frakes (CRD# 2740960) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 21 years of experience in the finance industry.

4
Danielle L. Frazier
CRD#: 5130083
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Danielle Frazier (CRD# 5130083) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 11 years of experience in the finance industry.

5
Jason O. Gantt
CRD#: 3167869
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Jason Gantt (CRD# 3167869) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 11 years of experience in the finance industry.

6
Patrick N. Garboden
CRD#: 1249312
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Patrick Garboden (CRD# 1249312) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 25 years of experience in the finance industry.

7
Robert A. Karisch
CRD#: 2111100
3700 West Sam Houston Parkway South, Suite 250, Houston, TX 77042
93
Wealthminder
score

Robert Karisch (CRD# 2111100) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 26 years of experience in the finance industry.

8
Luke A. Lloyd
CRD#: 5097839
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Luke Lloyd (CRD# 5097839) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 11 years of experience in the finance industry.

9
Robert M. Snyder
CRD#: 1846449
3700 West Sam Houston Parkway South, Ste 250, Houston, TX 77042
93
Wealthminder
score

Robert Snyder (CRD# 1846449) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 12 years of experience in the finance industry.

10
John R. Wolf
CRD#: 1691019
5847 San Felipe, Suite 4100, Houston, TX 77057
93
Wealthminder
score

John Wolf (CRD# 1691019) is an Investment Advisor Representative working at Capstone Asset Management Company in Houston, TX and has over 14 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.