Carroll Financial Associates Inc.

Carroll Financial Associates Inc. (CRD# 105427) is a financial advisory firm headquartered in Charlotte, NC. They manage $1,732,542,796 in 4,201 accounts and serve the financial needs of clients across 23 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,733
    MILLION
  • Total Number of Accounts
    4,201
    ACCOUNTS
  • Average Account Value
    $412,412
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, FL, GA, IL, LA, MD, MI, MN, MO, NC, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI

Financial Advisors at Carroll Financial Associates Inc.
Showing 1 - 10 of 32 top financial advisors.
1
Kevin M. Bowyer
CRD#: 4566306
4201 Congress Street, Ste 210, Charlotte, NC 28209
96
Wealthminder
score

Kevin Bowyer (CRD# 4566306) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 15 years of experience in the finance industry. Kevin Bowyer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Denis R. Curcio
CRD#: 2655577
4201 Congress Street, Ste 210, Charlotte, NC 28209
96
Wealthminder
score

Denis Curcio (CRD# 2655577) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 20 years of experience in the finance industry. Denis Curcio has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jonathan S. Liles
CRD#: 4304560
4201 Congress Street, Ste 210, Charlotte, NC 28209
96
Wealthminder
score

Jonathan Liles (CRD# 4304560) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 16 years of experience in the finance industry. Jonathan Liles has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Marshall B. Long
CRD#: 5494866
4201 Congress Street, Ste 210, Charlotte, NC 28209
96
Wealthminder
score

Marshall Long (CRD# 5494866) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 8 years of experience in the finance industry. Marshall Long has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Katherine S. Newton
CRD#: 1026401
Hickory, NC
96
Wealthminder
score

Katherine Newton (CRD# 1026401) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Hickory, NC and has over 35 years of experience in the finance industry. Katherine Newton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brice R. Oldham
CRD#: 4882230
4201 Congress Street, Ste 210, Charlotte, NC 28209
96
Wealthminder
score

Brice Oldham (CRD# 4882230) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 12 years of experience in the finance industry. Brice Oldham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Robert S. Stewart
CRD#: 5791085
4201 Congress Street, Ste 210, Charlotte, NC 28209
96
Wealthminder
score

Robert Stewart (CRD# 5791085) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 7 years of experience in the finance industry. Robert Stewart has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Patrick J. Bobbins
CRD#: 5401501
4201 Congress Street, Ste 210, Charlotte, NC 28209
93
Wealthminder
score

Patrick Bobbins (CRD# 5401501) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 9 years of experience in the finance industry.

9
Steven B. Boner
CRD#: 5237739
4201 Congress Street, Suite 201, Charlotte, NC 28209
93
Wealthminder
score

Steven Boner (CRD# 5237739) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 10 years of experience in the finance industry.

10
Carl A. Brooks
CRD#: 823488
4201 Congress St., Suite 210, Charlotte, NC 28209
93
Wealthminder
score

Carl Brooks (CRD# 823488) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 37 years of experience in the finance industry.

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