Carter Advisory Services, Inc.

Carter Advisory Services, Inc. (CRD# 116249) is a financial advisory firm headquartered in Dallas, TX. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TX

Financial Advisors at Carter Advisory Services, Inc.
Showing 1 - 10 of 13 top financial advisors.
1
Robert H. Berg
CRD#: 1757232
12222 Merit Dr, Ste 1800, Dallas, TX 75251
96
Wealthminder
score

Robert Berg (CRD# 1757232) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 30 years of experience in the finance industry. Robert Berg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Patricia C. Hammond
CRD#: 1129156
12222 Merit Drive, Suite 1800, Dallas, TX 75251
96
Wealthminder
score

Patricia Hammond (CRD# 1129156) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 34 years of experience in the finance industry. Patricia Hammond has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kathleen A. Muldoon
CRD#: 867826
12222 Merit Dr., Ste. 1800, Dallas, TX 75251
96
Wealthminder
score

Kathleen Muldoon (CRD# 867826) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 35 years of experience in the finance industry. Kathleen Muldoon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Lori A. Peters
CRD#: 4280806
12222 Merit Drive, Suite 1800, Dallas, TX 75251
96
Wealthminder
score

Lori Peters (CRD# 4280806) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 11 years of experience in the finance industry. Lori Peters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
John T. Russell
CRD#: 5368614
12222 Merit Drive, Suite 1800, Dallas, TX 75251
96
Wealthminder
score

John Russell (CRD# 5368614) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 9 years of experience in the finance industry. John Russell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Marcia Sue S. Spellman
CRD#: 414923
12222 Merit Drive, Suite 1800, Dallas, TX 75251
96
Wealthminder
score

Marcia Sue Spellman (CRD# 414923) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 35 years of experience in the finance industry. Marcia Sue Spellman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Ellenore K. Baker
CRD#: 1755115
12222 Merit Drive, Suite 1800, Dallas, TX 75251
93
Wealthminder
score

Ellenore Baker (CRD# 1755115) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 4 years of experience in the finance industry. Ellenore Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Robert A. Hays
CRD#: 6117695
12222 Merit Drive, Suite 1800, Dallas, TX 75251
93
Wealthminder
score

Robert Hays (CRD# 6117695) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has over 3 years of experience in the finance industry. Robert Hays has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Carol L. Croy
CRD#: 4519266
12222 Merit Drive, Suite 1800, Dallas, TX 75251
90
Wealthminder
score

Carol Croy (CRD# 4519266) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has 1 year of experience in the finance industry. Carol Croy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Joanne B. Galbraith
CRD#: 2399486
12222 Merit Dr, Ste. 1800, Dallas, TX 75251
90
Wealthminder
score

Joanne Galbraith (CRD# 2399486) is an Investment Advisor Representative working at Carter Advisory Services, Inc. in Dallas, TX and has 1 year of experience in the finance industry. Joanne Galbraith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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