Castle Asset Management, LLC

Castle Asset Management, LLC (CRD# 131910) is a financial advisory firm headquartered in Hauppauge, NY. They manage $166,004,599 in 596 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    166
    MILLION
  • Total Number of Accounts
    596
    ACCOUNTS
  • Average Account Value
    $278,531
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, NH, NJ, NY, TX

Financial Advisors at Castle Asset Management, LLC
Showing 1 - 1 of 1 top financial advisors.
1
John D. Caffrey
CRD#: 1170527
145 Marcus Blvd., Suite 1, Hauppauge, NY 11788
96
Wealthminder
score

John Caffrey (CRD# 1170527) is an Investment Advisor Representative working at Castle Asset Management, LLC in Hauppauge, NY and has over 24 years of experience in the finance industry. John Caffrey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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