Castle Rock Wealth Management, LLC

Castle Rock Wealth Management, LLC (CRD# 199513) is a financial advisory firm headquartered in Walnut Creek, CA. They manage $116,346,618 in 556 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    116
    MILLION
  • Total Number of Accounts
    556
    ACCOUNTS
  • Average Account Value
    $209,257
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, TX, WA

Financial Advisors at Castle Rock Wealth Management, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Joan F. Block
CRD#: 722529
Kellogg, ID
93
Wealthminder
score

Joan Block (CRD# 722529) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Kellogg, ID and has over 37 years of experience in the finance industry.

2
James B. Luippold
CRD#: 3031318
1777 Botelho Dr., Suite 105, Walnut Creek, CA 94596
93
Wealthminder
score

James Luippold (CRD# 3031318) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Walnut Creek, CA and has over 16 years of experience in the finance industry.

3
Jennifer M. Mitchell
CRD#: 2426449
1777 Botelho Dr., Suite 105, Walnut Creek, CA 94596
93
Wealthminder
score

Jennifer Mitchell (CRD# 2426449) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Walnut Creek, CA and has over 24 years of experience in the finance industry.

4
Anthony R. Ortale
CRD#: 3225516
1777 Botelho Dr., Suite 105, Walnut Creek, CA 94596
93
Wealthminder
score

Anthony Ortale (CRD# 3225516) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Walnut Creek, CA and has over 18 years of experience in the finance industry.

5
Peter C. Riopel
CRD#: 1834292
Larkspur, CA
68
Wealthminder
score

Peter Riopel (CRD# 1834292) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Larkspur, CA and has over 22 years of experience in the finance industry.

6
Mark B. Bertoli
CRD#: 1566759
1777 Botelho Dr., Suite 105, Walnut Creek, CA 94596
66
Wealthminder
score

Mark Bertoli (CRD# 1566759) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Walnut Creek, CA and has over 23 years of experience in the finance industry. Mark Bertoli has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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