Cathy Pareto And Associates

Cathy Pareto And Associates (CRD# 145919) is a financial advisory firm headquartered in Coral Gables, FL. They manage $84,108,586 in 372 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    84
    MILLION
  • Total Number of Accounts
    372
    ACCOUNTS
  • Average Account Value
    $226,098
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, TX

Financial Advisors at Cathy Pareto And Associates
Showing 1 - 4 of 4 top financial advisors.
1
Louis B. Carpenter
CRD#: 4760892
2030 Douglas Road, Unit #215, Coral Gables, FL 33134
96
Wealthminder
score

Louis Carpenter (CRD# 4760892) is an Investment Advisor Representative working at Cathy Pareto And Associates in Coral Gables, FL and has over 13 years of experience in the finance industry. Louis Carpenter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Catherina M. Pareto
CRD#: 4623442
2030 South Douglas Road, Unit #215, Coral Gables, FL 33134
96
Wealthminder
score

Catherina Pareto (CRD# 4623442) is an Investment Advisor Representative working at Cathy Pareto And Associates in Coral Gables, FL and has over 14 years of experience in the finance industry. Catherina Pareto has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Ana C. Arguello
CRD#: 6643845
2030 South Douglas Road, Unit #215, Coral Gables, FL 33134
90
Wealthminder
score

Ana Arguello (CRD# 6643845) is an Investment Advisor Representative working at Cathy Pareto And Associates in Coral Gables, FL and has 1 year of experience in the finance industry. Ana Arguello has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Alexandra F. Caraballo
CRD#: 6107039
2030 South Douglas Road, Unit #215, Coral Gables, FL 33134
88
Wealthminder
score

Alexandra Caraballo (CRD# 6107039) is an Investment Advisor Representative working at Cathy Pareto And Associates in Coral Gables, FL and has over 2 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.