Charles Schwab Investment Management, Inc.

Charles Schwab Investment Management, Inc. (CRD# 106753) is a financial advisory firm headquartered in San Francisco, CA. They manage $506,295,730,177 in 130 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    506,296
    MILLION
  • Total Number of Accounts
    130
    ACCOUNTS
  • Average Account Value
    $3,894,582,540
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Charles Schwab Investment Management, Inc.
Showing 1 - 10 of 35 top financial advisors.
1
Mark J. Baker
CRD#: 5906424
Redmond, WA

Mark Baker (CRD# 5906424) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Redmond, WA and has over 9 years of experience in the finance industry.

2
Ruta Bruckute
CRD#: 6386499
211 Main Street, San Francisco, CA 94105

Ruta Bruckute (CRD# 6386499) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 6 years of experience in the finance industry.

3
Nicole E. Calabrese
CRD#: 5775394
211 Main Street, San Francisco, CA 94105

Nicole Calabrese (CRD# 5775394) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 10 years of experience in the finance industry.

4
Jason D. Diefenthaler
CRD#: 4895764
600 5th Avenue South, Suite 210, Naples, FL 34102

Jason Diefenthaler (CRD# 4895764) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Naples, FL and has over 16 years of experience in the finance industry.

5
Brian M. Dixon
CRD#: 5724698
211 Main Street, San Francisco, CA 94105

Brian Dixon (CRD# 5724698) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 11 years of experience in the finance industry.

6
Anton P. Dorokhin
CRD#: 5596809
9825 Schwab Way, Lone Tree, CO 80124

Anton Dorokhin (CRD# 5596809) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Lone Tree, CO and has over 12 years of experience in the finance industry.

7
Brian E. Ferry
CRD#: 6254901
211 Main Street, San Francisco, CA 94105

Brian Ferry (CRD# 6254901) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 7 years of experience in the finance industry.

8
Matthew M. Gugliemini
CRD#: 5547194
211 Main Street, San Francisco, CA 94105

Matthew Gugliemini (CRD# 5547194) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 12 years of experience in the finance industry.

9
Kelly Johnson
CRD#: 4431711
211 Main Street, San Francisco, CA 94105

Kelly Johnson (CRD# 4431711) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 19 years of experience in the finance industry.

10
Brendan M. Kerr
CRD#: 6557564
211 Main Street, San Francisco, CA 94105

Brendan Kerr (CRD# 6557564) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 5 years of experience in the finance industry.

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