Charles Schwab Investment Management, Inc.

Charles Schwab Investment Management, Inc. (CRD# 106753) is a financial advisory firm headquartered in San Francisco, CA. They manage $1,098,805,397,188 in 304,509 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,098,805
    MILLION
  • Total Number of Accounts
    304,509
    ACCOUNTS
  • Average Account Value
    $3,608,450
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Charles Schwab Investment Management, Inc.
Showing 21 - 30 of 39 top financial advisors.
21
David A. Poole
CRD#: 4448750
211 Main Street, San Francisco, CA 94105

David Poole (CRD# 4448750) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 22 years of experience in the finance industry.

22
Thomas Richmond
CRD#: 1799638
211 Main Street, San Francisco, CA 94105

Thomas Richmond (CRD# 1799638) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 35 years of experience in the finance industry.

23
Nicholas J. Rubino
CRD#: 6316979
70 Hudson Street, 8-11 Floors, Jersey City, NJ 07302

Nicholas Rubino (CRD# 6316979) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Jersey City, NJ and has over 8 years of experience in the finance industry.

24
James A. Serhant
CRD#: 2662860
One International Place, Boston, MA 02110

James Serhant (CRD# 2662860) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Boston, MA and has over 28 years of experience in the finance industry.

25
Christopher Sheehan
CRD#: 5716953
1111 Superior Ave E, Suite 1100, Cleveland, OH 44114

Christopher Sheehan (CRD# 5716953) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Cleveland, OH and has over 14 years of experience in the finance industry.

26
James E. Staten
CRD#: 5584697
1075 Peachtree Street, Atlanta, GA 30309

James Staten (CRD# 5584697) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Atlanta, GA and has over 14 years of experience in the finance industry.

27
Gregory N. Thomas
CRD#: 445150
Avon, CO

Gregory Thomas (CRD# 445150) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Avon, CO and has over 32 years of experience in the finance industry.

28
Martin Wasmer
CRD#: 1201458
211 Main Street, San Francisco, CA 94105

Martin Wasmer (CRD# 1201458) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 40 years of experience in the finance industry.

29
Catherine B. Weigel
CRD#: 4617167
211 Main Street, San Francisco, CA 94105

Catherine Weigel (CRD# 4617167) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in San Francisco, CA and has over 21 years of experience in the finance industry.

30
Bradley M. White
CRD#: 4078962
700 Maryville Centre Drive, Saint Louis, MO 63141

Bradley White (CRD# 4078962) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Saint Louis, MO and has over 24 years of experience in the finance industry.

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