Ria Advisors

Ria Advisors (CRD# 150661) is a financial advisory firm headquartered in Houston, TX. They manage $1,104,056,685 in 3,066 accounts and serve the financial needs of clients across 33 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,104
    MILLION
  • Total Number of Accounts
    3,066
    ACCOUNTS
  • Average Account Value
    $360,097
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, FL, GA, ID, IL, IN, LA, MA, MD, MI, MN, MO, MS, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TX, UT, VA, WA

Financial Advisors at Ria Advisors
Showing 1 - 10 of 10 top financial advisors.
1
Thomas G. Allen
CRD#: 5904285
11750 Katy Freeway, Suite 840, Houston, TX 77079

Thomas Allen (CRD# 5904285) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 12 years of experience in the finance industry.

2
Sarah D. Buenger
CRD#: 4722812
11750 Katy Freeway, Suite 840, Houston, TX 77079

Sarah Buenger (CRD# 4722812) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has 1 year of experience in the finance industry.

3
Eli B. Combs
CRD#: 2049831
310 West Main Ave., Round Rock, TX 78664

Eli Combs (CRD# 2049831) is an Investment Advisor Representative working at Ria Advisors in Round Rock, TX and has over 22 years of experience in the finance industry.

4
Connie N. Mack
CRD#: 4144361
11750 Katy Freeway, Suite 840, Houston, TX 77079

Connie Mack (CRD# 4144361) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 23 years of experience in the finance industry.

5
Frank J. Marrone
CRD#: 4960685
11750 Katy Freeway, Suite 840, Houston, TX 77079

Frank Marrone (CRD# 4960685) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 18 years of experience in the finance industry.

6
Jonathan L. Penn
CRD#: 3278678
Houston, TX

Jonathan Penn (CRD# 3278678) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 24 years of experience in the finance industry.

7
James D. Ratliff
CRD#: 4934772
11750 Katy Freeway, Suite 840, Houston, TX 77079

James Ratliff (CRD# 4934772) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 17 years of experience in the finance industry.

8
Lance E. Roberts
CRD#: 3068207
11750 Katy Freeway, Suite 840, Houston, TX 77079

Lance Roberts (CRD# 3068207) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 25 years of experience in the finance industry.

9
Richard M. Rosso
CRD#: 1963110
11750 Katy Freeway, Suite 840, Houston, TX 77079

Richard Rosso (CRD# 1963110) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 34 years of experience in the finance industry.

10
Craig A. Severin
CRD#: 1980841
11750 Katy Freeway, Suite 840, Houston, TX 77079

Craig Severin (CRD# 1980841) is an Investment Advisor Representative working at Ria Advisors in Houston, TX and has over 34 years of experience in the finance industry.

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