Client One Securities LLC

Client One Securities LLC (CRD# 152974) is a financial advisory firm headquartered in Leawood, KS. They manage $331,226,240 in 2,069 accounts and serve the financial needs of clients across 43 states (or territories).

By the Numbers
  • Total Assets Under Management
    331
    MILLION
  • Total Number of Accounts
    2,069
    ACCOUNTS
  • Average Account Value
    $160,090
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, ME, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV

Financial Advisors at Client One Securities LLC
Showing 1 - 10 of 111 top financial advisors.
1
David M. Afraimi
CRD#: 5844646
2420 17th Street, Third Floor, Denver, CO 80202
98
Wealthminder
score

David Afraimi (CRD# 5844646) is an Investment Advisor Representative working at Client One Securities LLC in Denver, CO and has over 5 years of experience in the finance industry.

2
Brian A. Ambrose
CRD#: 1393073
500 Ygnacio Valley Road, #150, Walnut Creek, CA 94596
96
Wealthminder
score

Brian Ambrose (CRD# 1393073) is an Investment Advisor Representative working at Client One Securities LLC in Walnut Creek, CA and has over 32 years of experience in the finance industry. Brian Ambrose has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael H. Axelrod
CRD#: 2425452
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Michael Axelrod (CRD# 2425452) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 24 years of experience in the finance industry. Michael Axelrod has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Forrest W. Cook
CRD#: 2012838
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Forrest Cook (CRD# 2012838) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 28 years of experience in the finance industry. Forrest Cook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael L. Kloberdanz
CRD#: 1508447
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Michael Kloberdanz (CRD# 1508447) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 20 years of experience in the finance industry.

6
Peter J. Kushar
CRD#: 4027157
Centennial, CO
96
Wealthminder
score

Peter Kushar (CRD# 4027157) is an Investment Advisor Representative working at Client One Securities LLC in Centennial, CO and has over 16 years of experience in the finance industry. Peter Kushar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Michael R. Mannone
CRD#: 1164429
100 Painter's Mill Road, Suite 420, Owings Mills, MD 21117
96
Wealthminder
score

Michael Mannone (CRD# 1164429) is an Investment Advisor Representative working at Client One Securities LLC in Owings Mills, MD and has over 19 years of experience in the finance industry.

8
Mark J. McGaurn
CRD#: 5219884
651 Route 73 North, Suite 403, Marlton, NJ 08053
96
Wealthminder
score

Mark McGaurn (CRD# 5219884) is an Investment Advisor Representative working at Client One Securities LLC in Marlton, NJ and has over 10 years of experience in the finance industry. Mark McGaurn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Michael G. Nash
CRD#: 1275828
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Michael Nash (CRD# 1275828) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 33 years of experience in the finance industry.

10
Brian W. Pacen
CRD#: 4219262
100 Painter's Mill Road, Suite 420, Owings Mills, MD 21117
96
Wealthminder
score

Brian Pacen (CRD# 4219262) is an Investment Advisor Representative working at Client One Securities LLC in Owings Mills, MD and has over 7 years of experience in the finance industry. Brian Pacen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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