Client One Securities LLC

Client One Securities LLC (CRD# 152974) is a financial advisory firm headquartered in Leawood, KS. They manage $262,612,523 in 2,124 accounts and serve the financial needs of clients across 37 states (or territories).

By the Numbers
  • Total Assets Under Management
    263
    MILLION
  • Total Number of Accounts
    2,124
    ACCOUNTS
  • Average Account Value
    $123,641
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, IN, KS, LA, MA, MD, ME, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV

Financial Advisors at Client One Securities LLC
Showing 1 - 10 of 95 top financial advisors.
1
Michael H. Axelrod
CRD#: 2425452
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Michael Axelrod (CRD# 2425452) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 22 years of experience in the finance industry. Michael Axelrod has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Forrest W. Cook
CRD#: 2012838
Edgerton, KS
96
Wealthminder
score

Forrest Cook (CRD# 2012838) is an Investment Advisor Representative working at Client One Securities LLC in Edgerton, KS and has over 26 years of experience in the finance industry. Forrest Cook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Joel D. Davis
CRD#: 2179362
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Joel Davis (CRD# 2179362) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 25 years of experience in the finance industry.

4
Matthew N. Gallagher
CRD#: 5307692
1845 Precinct Line Road, #215, Hurst, TX 76054
96
Wealthminder
score

Matthew Gallagher (CRD# 5307692) is an Investment Advisor Representative working at Client One Securities LLC in Hurst, TX and has over 9 years of experience in the finance industry. Matthew Gallagher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
David A. Henderson
CRD#: 2620639
7887 E Belleview Ave, Suite 1100, Englewood, CO 80111
96
Wealthminder
score

David Henderson (CRD# 2620639) is an Investment Advisor Representative working at Client One Securities LLC in Englewood, CO and has over 16 years of experience in the finance industry. David Henderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Michael L. Kloberdanz
CRD#: 1508447
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Michael Kloberdanz (CRD# 1508447) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 19 years of experience in the finance industry.

7
Peter J. Kushar
CRD#: 4027157
Englewood, CO
96
Wealthminder
score

Peter Kushar (CRD# 4027157) is an Investment Advisor Representative working at Client One Securities LLC in Englewood, CO and has over 15 years of experience in the finance industry. Peter Kushar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Mark J. McGaurn
CRD#: 5219884
651 Route 73 North, Suite 403, Marlton, NJ 08053
96
Wealthminder
score

Mark McGaurn (CRD# 5219884) is an Investment Advisor Representative working at Client One Securities LLC in Marlton, NJ and has over 8 years of experience in the finance industry. Mark McGaurn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Russell W. Porter
CRD#: 2794322
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Russell Porter (CRD# 2794322) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 14 years of experience in the finance industry.

10
Gary E. Raetz
CRD#: 737057
11460 Tomahawk Creek Parkway, Leawood, KS 66211
96
Wealthminder
score

Gary Raetz (CRD# 737057) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 28 years of experience in the finance industry. Gary Raetz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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